Form 4: Ameriprise Financial Director Glynis Bryan Reports Acquisition of Phantom Stock

Glynis Bryan, a director at Ameriprise Financial, reported the acquisition of phantom stock units on April 29, 2025, according to a Form 4 filing with the SEC.

Summary

• On April 29, 2025, Glynis Bryan, a director of Ameriprise Financial Inc., acquired phantom stock units.
• The acquisition includes 89.0785 phantom stock units related to retainer deferral at a price of $471.65.
• Additionally, 66.2204 phantom stock units were acquired annually at a price of $0.
• These phantom stock units represent the right to receive one share of Ameriprise Financial, Inc. common stock each.
• The director directly owns these securities.
• Distribution of deferred stock units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors.
• Upon ceasing to be a non-employee director, the reporting director will receive common stock in settlement of the deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.

Sentiment

Score: 7

Explanation: The sentiment is neutral to slightly positive as it reflects standard executive compensation practices. The acquisition of phantom stock aligns director interests with shareholder value.

Future Outlook

Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.

Industry Context

This filing is a routine disclosure related to director compensation in the form of phantom stock, a common practice among publicly traded companies to align the interests of directors with those of shareholders.

Stakeholder Impact

• The acquisition of phantom stock aligns the director's interests with those of the shareholders, potentially encouraging decisions that increase shareholder value.

Key Dates

Keywords

Form 4, phantom stock, director, Ameriprise Financial, Glynis Bryan, acquisition, securities