Form 4: Ameriprise Financial Director Acquires Phantom Stock

Robert Francis Sharpe JR, a director at Ameriprise Financial, acquired phantom stock representing the right to receive 445.8409 shares of common stock, according to a Form 4 filing.

Summary

• On April 30, 2025, Robert Francis Sharpe JR, a director of Ameriprise Financial Inc., acquired 445.8409 shares of phantom stock.
• Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.
• Following the transaction, Sharpe directly owns 39,130.7452 shares of Ameriprise Financial common stock.
• Upon ceasing to be a non-employee director, Sharpe will receive common stock in settlement of the deferred share units.

Sentiment

Score: 5

Explanation: The document is a routine regulatory filing, indicating a neutral sentiment.

Future Outlook

Upon ceasing to be a non-employee director, the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.

Industry Context

Form 4 filings are standard practice for reporting changes in beneficial ownership by company insiders, providing transparency to investors.

Stakeholder Impact

• The transaction provides transparency to shareholders regarding the director's holdings in the company.

Key Dates

Keywords

Ameriprise Financial, Director, Phantom Stock, Form 4, Securities, Ownership