Form 4: Ameriprise EVP Sells Shares for Tax Obligations

Ameriprise Financial's EVP and General Counsel, Heather J. Melloh, reported the disposition of common stock to cover tax withholding obligations.

Summary

• Heather J. Melloh, Executive Vice President and General Counsel of Ameriprise Financial Inc. (AMP), reported two transactions involving the disposition of common stock.
• On January 26, 2026, 66 shares of common stock were disposed of at a price of $500.53 per share.
• On January 27, 2026, an additional 42 shares of common stock were disposed of at a price of $498.33 per share.
• These dispositions were made to cover tax withholding obligations, indicated by transaction code "F".
• Following these transactions, Melloh beneficially owns 2,454 shares of Ameriprise Financial common stock directly.

Sentiment

Score: 5

Explanation: The filing reports routine, non-discretionary transactions for tax withholding purposes, which are neutral in terms of company performance or insider sentiment.

Future Outlook

This filing does not contain any forward-looking statements or guidance regarding the company's future performance or strategic direction.

Industry Context

Insider transaction reports, such as this Form 4, are standard regulatory disclosures for publicly traded companies. The disposition of shares to cover tax withholding obligations upon the vesting of equity awards is a common and routine event for executives across all industries, reflecting a non-discretionary aspect of executive compensation.

Comparison to Industry Standards

• This filing reports a routine insider transaction for tax withholding purposes, which is a standard practice for executives receiving equity compensation across various industries. There are no specific comparable companies, projects, or results to assess against global benchmarks as this is a compliance filing rather than a performance report.

Stakeholder Impact

• The impact on shareholders is minimal, as these are routine, non-discretionary transactions for tax purposes and do not reflect a change in the insider's investment outlook.
• There is no direct impact on employees, customers, suppliers, or creditors reported in this filing.

Key Dates

Keywords

Ameriprise Financial, AMP, Insider Transaction, Form 4, Executive Stock Sale, Tax Withholding, Common Stock, Corporate Governance