Form 4: Ameriprise EVP & CIO Smyth Reports Stock Transactions

Ameriprise Financial's EVP & CIO, Gerard P. Smyth, reported the acquisition of 2,887 shares and the disposition of 1,115 shares of common stock on January 27, 2026.

Summary

• Gerard P. Smyth, Executive Vice President and Chief Investment Officer (EVP & CIO) of Ameriprise Financial Inc. (AMP), reported transactions involving the company's common stock.
• On January 27, 2026, Smyth acquired 2,887 shares of Ameriprise Financial common stock at a price of $0 per share, likely as part of an equity award or grant.
• On the same date, Smyth disposed of 1,115 shares of common stock at a price of $498.33 per share. This disposition, indicated by transaction code 'F', typically represents shares withheld for tax purposes related to the vesting of an equity award.
• Following these reported transactions, Smyth's direct beneficial ownership of Ameriprise Financial common stock stands at 10,696 shares.

Sentiment

Score: 5

Explanation: StockSavvy.ai views this as a routine insider transaction, likely related to an equity award and subsequent tax withholding, which typically has a neutral impact on company sentiment.

Positives

• Acquisition of 2,887 shares of common stock by a key executive, Gerard P. Smyth, indicating continued equity ownership and alignment with shareholder interests.

Negatives

• Disposition of 1,115 shares of common stock, although this is a common practice for tax withholding purposes related to equity awards and not necessarily a negative signal.

Future Outlook

NA

Industry Context

StockSavvy.ai notes that insider transactions, particularly those involving equity awards and tax-related dispositions (Transaction Code 'F'), are common across the financial services industry. These transactions reflect executive compensation structures and are generally not indicative of broader industry trends or competitive positioning.

Comparison to Industry Standards

• Insider transactions like these are standard practice for executive compensation in publicly traded companies, including major financial institutions such as JPMorgan Chase, Bank of America, and Wells Fargo.
• The disposition of shares for tax purposes (Transaction Code 'F') is a routine event following the vesting of restricted stock units or similar equity awards, aligning with common industry compensation structures.

Stakeholder Impact

• Shareholders: The transaction represents a routine change in an executive's direct equity holdings, with a net decrease in shares held after accounting for tax-related dispositions. This is unlikely to have a significant direct impact on other shareholders.
• Employees: No direct impact on employees is indicated by this filing.

Key Dates

Keywords

Ameriprise Financial, AMP, Gerard P. Smyth, insider transaction, Form 4, common stock, executive compensation, equity award, stock disposition