Form 4: Ameriprise Director Sharpe Acquires Phantom Stock

Director Robert F. Sharpe Jr. acquired 441.7518 shares of phantom stock in Ameriprise Financial, Inc. as part of annual compensation.

Summary

• Director Robert F. Sharpe Jr. was granted 441.7518 units of phantom stock on April 29, 2026.
• Each unit represents the right to receive one share of Ameriprise Financial common stock upon the director's departure from the board.
• The total beneficial ownership of phantom stock following this transaction is 40,092.3106 units.
• The transaction is part of the standard annual equity compensation for non-employee directors.

Sentiment

Score: 5

Explanation: StockSavvy.ai views this as a neutral, routine regulatory filing regarding director compensation that does not signal a change in company strategy or financial health.

Positives

• Demonstrates continued alignment between board members and long-term shareholder interests through equity-based compensation.

Negatives

• None identified; this is a routine regulatory disclosure of director compensation.

Risks

• Value of phantom stock is directly tied to the future performance of Ameriprise Financial common stock.

Future Outlook

The phantom stock units will be settled in common stock on a one-for-one basis in a lump sum following the director's termination of service from the Board.

Industry Context

StockSavvy.ai notes that this filing is a standard administrative disclosure for executive and director compensation within the financial services sector, reflecting typical corporate governance practices for publicly traded firms.

Comparison to Industry Standards

• The use of phantom stock or deferred share units is a common industry practice for aligning non-employee director compensation with long-term company performance.
• The disclosure complies with standard SEC Section 16(a) reporting requirements for publicly traded financial institutions.

Stakeholder Impact

• Minimal impact on shareholders as this is a standard component of existing director compensation packages.

Next Steps

• The director will continue to hold these units until their eventual departure from the Board of Directors.

Key Dates

Keywords

Ameriprise Financial, AMP, Form 4, Insider Trading, Director Compensation, Phantom Stock