Form 4: Ameriprise Director Sells Shares Under 10b5-1 Plan

Ameriprise Financial Director Robert F. Sharpe Jr. sold 1,500 shares of common stock for $450.945 per share under a pre-arranged 10b5-1 plan.

Summary

• Robert F. Sharpe Jr., a Director of Ameriprise Financial Inc. (AMP), reported a sale of common stock.
• The transaction involved the disposition of 1,500 shares of common stock on November 21, 2025.
• The shares were sold at a price of $450.945 per share.
• This transaction was conducted pursuant to a Rule 10b5-1 pre-arranged trading plan, indicating a planned sale.
• Following the transaction, Mr. Sharpe Jr. beneficially owns 3,625 shares directly and 9,352 shares indirectly through various trusts, totaling 12,977 shares.

Sentiment

Score: 5

Explanation: The transaction is a routine insider sale conducted under a pre-arranged 10b5-1 trading plan, which typically indicates a planned liquidity event rather than a change in sentiment regarding the company's future prospects.

Future Outlook

NA

Industry Context

This filing reports a routine insider transaction and does not provide information related to broader industry trends or competitive landscape.

Stakeholder Impact

• Shareholders: The sale represents a minor reduction in a director's direct holdings, but the pre-arranged nature of the sale under a 10b5-1 plan suggests it is not indicative of a change in the director's confidence in the company.

Key Dates

Keywords

Ameriprise Financial, AMP, Form 4, Insider Trading, Stock Sale, Director, 10b5-1 Plan, Beneficial Ownership