Form 4: Ameriprise Director Glynis Bryan Acquires Phantom Stock Units

Ameriprise Financial Director Glynis Bryan acquired 59.9819 phantom stock units as part of a retainer deferral, increasing her direct beneficial ownership to 149.3333 units.

Summary

• Glynis Bryan, a Director at Ameriprise Financial Inc. (AMP), acquired 59.9819 phantom stock units.
• The transaction date for the acquisition was July 29, 2025.
• Each phantom stock unit represents the right to receive one share of Ameriprise Financial, Inc. common stock.
• The value of the derivative security at the time of acquisition was $520.99 per unit.
• Following this acquisition, Glynis Bryan directly beneficially owns a total of 149.3333 phantom stock units.
• The acquisition was made pursuant to a retainer deferral and is in accordance with the Ameriprise Financial Deferred Share Plan for Directors.

Sentiment

Score: 7

Explanation: The acquisition of phantom stock by a director is a positive signal of insider confidence and aligns management interests with shareholders, though it is a routine compensation event rather than a significant investment.

Positives

• A Director acquired additional phantom stock units, indicating continued alignment of interests with shareholders.
• The acquisition increases the director's beneficial ownership in the company.

Future Outlook

Distribution of deferred stock units will occur in accordance with the Ameriprise Financial Deferred Share Plan for Directors.

Industry Context

This filing details a routine insider transaction related to director compensation, which is a common practice across the financial services industry to align executive and director interests with shareholder value.

Related Party Transactions

• Acquisition of phantom stock units by Glynis Bryan, a Director, as part of her retainer deferral plan.

Stakeholder Impact

• Shareholders: Increased alignment of director's interests with shareholder value through equity ownership.

Next Steps

• Distribution of Ameriprise Financial, Inc. Deferred Stock Units will be made in accordance with distribution elections by plan participants.

Key Dates

Recommendation

This Form 4 filing details a routine acquisition of phantom stock units by a director as part of their compensation plan. While it indicates continued insider alignment, it does not present new information that would significantly alter the investment thesis for Ameriprise Financial, warranting a 'hold' recommendation based solely on this filing.

Keywords

Ameriprise Financial, AMP, Insider Transaction, Form 4, Phantom Stock, Director Compensation, Stock Acquisition, Deferred Compensation