Form 4: Ameriprise Director Glynis Bryan Acquires Phantom Stock

Ameriprise Financial Director Glynis Bryan acquired 69.1371 shares of phantom stock as part of a deferred compensation plan.

Summary

• Glynis Bryan, a Director of Ameriprise Financial Inc. (AMP), acquired 69.1371 shares of phantom stock.
• The transaction occurred on November 4, 2025.
• Each phantom stock unit represents the right to receive one share of Ameriprise Financial, Inc. common stock.
• The acquisition was part of the Ameriprise Financial Deferred Share Plan for Directors, indicating it is a form of compensation deferral.
• Following this transaction, Glynis Bryan beneficially owns 218.9429 shares of phantom stock.
• The underlying common stock price at the time of the transaction was $452 per share.

Sentiment

Score: 5

Explanation: The filing is neutral as it reports a routine insider transaction related to director compensation, which is neither inherently positive nor negative for the company's immediate financial outlook.

Positives

• The acquisition of phantom stock by a director aligns their interests with shareholders, as the value is tied to the company's common stock performance.
• Participation in the deferred share plan indicates a long-term commitment to the company by the director.

Future Outlook

The filing does not contain specific forward-looking statements or guidance beyond the nature of the phantom stock representing future common stock rights.

Industry Context

This transaction is a routine insider trading disclosure for a director's equity compensation, common across publicly traded companies in the financial services industry. It reflects standard corporate governance practices for aligning executive and director incentives with shareholder value.

Comparison to Industry Standards

• The use of phantom stock as a component of director compensation is a common practice in the financial services industry, similar to compensation structures at companies like Morgan Stanley, Goldman Sachs, and Charles Schwab, which often include equity-based awards to align director interests with long-term company performance.
• The deferral of compensation into equity-linked instruments is a standard mechanism for retaining key personnel and encouraging a long-term perspective on company strategy and performance.

Related Party Transactions

• Acquisition of 69.1371 shares of phantom stock by Director Glynis Bryan as part of the Ameriprise Financial Deferred Share Plan for Directors.

Stakeholder Impact

• Shareholders: The transaction aligns the director's interests with shareholders through equity-linked compensation, potentially fostering long-term value creation.
• Employees: No direct impact on general employees is indicated by this specific filing.

Key Dates

Keywords

Ameriprise Financial, AMP, Glynis Bryan, Director, Phantom Stock, Insider Trading, SEC Form 4, Deferred Compensation, Equity Compensation