Form 4: Ameriprise Director Acquires Phantom Stock Units

Director Dianne Neal Blixt acquired 441.7518 phantom stock units as part of annual compensation.

Summary

• Director Dianne Neal Blixt was granted 441.7518 units of phantom stock on April 29, 2026.
• Each unit represents the right to receive one share of Ameriprise Financial common stock upon the director's departure from the board.
• The total beneficial ownership of phantom stock following this transaction is 13,122.6137 units.
• The transaction was valued at $0 per unit as it represents deferred compensation.

Sentiment

Score: 5

Explanation: StockSavvy.ai views this as a neutral, routine administrative filing regarding director compensation.

Positives

• Demonstrates continued alignment between board members and long-term shareholder interests through equity-based compensation.

Negatives

• None identified.

Risks

• Value of deferred compensation is subject to future fluctuations in Ameriprise Financial common stock price.

Future Outlook

The director will receive common stock on a one-for-one basis in a lump sum following their termination of service on the Board of Directors.

Industry Context

StockSavvy.ai notes that this is a routine disclosure of director compensation, common among large-cap financial services firms to ensure board members maintain a vested interest in company performance.

Comparison to Industry Standards

• The use of phantom stock or deferred share units for non-employee directors is a standard governance practice among S&P 500 financial institutions to align director incentives with long-term shareholder value.

Stakeholder Impact

• Minimal impact on shareholders as this is a standard equity-based compensation grant.

Next Steps

• The director will hold these units until their eventual departure from the Board of Directors.

Key Dates

Keywords

Ameriprise Financial, AMP, Form 4, Insider Trading, Director Compensation, Phantom Stock