Form 4: Ameriprise CFO Sells Shares for Tax Obligations

Sentiment:

Insider Transaction Report 28 January 2026 8:12 PM

📋All filings for Ameriprise Financial INC

Ameriprise Financial's Executive VP and CFO, Walter Stanley Berman, disposed of shares to cover tax withholding obligations on January 26 and 27, 2026.

Summary

Walter Stanley Berman, Executive VP and CFO of Ameriprise Financial Inc. (AMP), reported transactions involving the company's common stock.
On January 26, 2026, Berman disposed of 387 shares of Common Stock at a price of $500.53 per share.
Following this transaction, Berman directly beneficially owned 5,780 shares.
On January 27, 2026, Berman disposed of an additional 429 shares of Common Stock at a price of $498.33 per share.
Following this second transaction, Berman directly beneficially owned 5,351 shares.
These dispositions were made under transaction code 'F', indicating they were to satisfy tax withholding obligations.
As of January 27, 2026, Berman also indirectly held an estimated 364.21 shares in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan.

Sentiment

Score: 5

Explanation: The filing reports routine insider transactions for tax withholding purposes, which are neither positive nor negative for the company's fundamental outlook or operational performance.

Future Outlook

Industry Context

This filing represents a routine insider transaction for tax withholding purposes, which is a common occurrence for executives receiving equity compensation and does not reflect broader industry trends or competitive positioning.

Stakeholder Impact

Minimal impact on shareholders as these are routine tax-related dispositions by an executive and do not indicate a change in the company's strategic direction or financial health.

Key Dates

Date	Description
01/26/2026	Disposition of 387 shares of Common Stock by Walter Stanley Berman to satisfy tax withholding obligations.
01/27/2026	Disposition of 429 shares of Common Stock by Walter Stanley Berman to satisfy tax withholding obligations.
01/27/2026	Estimated shares held indirectly in the Ameriprise Financial 401(k) plan.
01/28/2026	Date the Form 4 filing was signed.

Recommendation

hold

The reported transactions are routine dispositions of shares by an executive to satisfy tax withholding obligations, which do not reflect a change in the company's operational performance or strategic direction. Therefore, the filing itself does not warrant a change in investment recommendation.

Keywords

Ameriprise Financial, AMP, Form 4, Insider Transaction, Share Disposition, Tax Withholding, Walter Stanley Berman, CFO

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