4/A: American Water Works Director Amends Insider Filing to Correct Share Count

American Water Works Company, Inc. Director Raffiq Nathoo has filed an amended Form 4 to correct the number of common shares acquired from 1,160 to 1,162, stemming from the vesting of stock units.

Summary

• Raffiq Nathoo, a Director of American Water Works Company, Inc. (AWK), filed a Form 4/A to amend a previously reported transaction.
• The amendment corrects the number of common shares acquired on June 9, 2025, from the originally reported 1,160 shares to 1,162 shares.
• The shares represent stock units that vested on the date of grant and were immediately converted into common stock on a one-share-per-unit basis, with an acquisition price of $0.
• Following this transaction, Raffiq Nathoo beneficially owns 1,162 shares directly.

Sentiment

Score: 5

Explanation: The sentiment is neutral as the document is an administrative correction of a minor error in an insider transaction, with no material impact on the company's operations or financial health.

Positives

• The acquisition of 1,162 shares by a director, even if through a grant, aligns the director's interests with shareholders.
• The company is ensuring accuracy in its public disclosures by promptly correcting a minor error in a previous filing.

Negatives

• The need for an amendment indicates a minor administrative error in the initial filing, though it has been promptly corrected.

Future Outlook

This filing is an administrative correction of an insider transaction and does not contain any forward-looking statements or guidance regarding the company's future performance or outlook.

Management Comments

• The filing was signed by Jeffrey M. Taylor, as attorney-in-fact for Raffiq Nathoo.

Industry Context

This specific filing pertains to an individual insider transaction and does not provide broader industry context or trends within the water utility sector. It is a routine disclosure required for changes in beneficial ownership by company insiders.

Stakeholder Impact

• Shareholders: Provides updated and accurate information regarding a director's beneficial ownership, ensuring transparency in insider holdings.
• Regulatory Authorities: Fulfills SEC reporting requirements for insider transactions and amendments, maintaining compliance.

Key Dates

Keywords

American Water Works, AWK, Raffiq Nathoo, Form 4/A, Insider Trading, Beneficial Ownership, Stock Grant, Director Compensation, SEC Filing, Water Utility