Form 4: American Strategic Investment Co. Director and 10% Owner Increases Stake Through Multiple Share Purchases

Nicholas S. Schorsch, a Director and 10% Owner of American Strategic Investment Co., along with affiliated entities, has increased their beneficial ownership of Class A common stock through a series of open market purchases in early June 2025.

Summary

• Nicholas S. Schorsch, a Director and 10% Owner of American Strategic Investment Co. (NYC), along with several affiliated entities, reported multiple purchases of Class A common stock.
• On June 6, 2025, 666 shares were acquired at a weighted average price of $10.09 per share, with prices ranging from $9.95 to $10.13.
• On June 9, 2025, an additional 703 shares were acquired at a weighted average price of $10.29 per share, with prices ranging from $9.79 to $10.51.
• On June 10, 2025, another 703 shares were acquired at a weighted average price of $9.94 per share, with prices ranging from $9.62 to $10.38.
• Following these transactions, the indirect beneficial ownership of Class A common stock by the reporting group increased to 1,001,083 shares.
• Nicholas S. Schorsch also directly owns 26,559 shares of Class A common stock.
• The transactions were made pursuant to a Rule 10b5-1(c) plan, indicating pre-planned purchases.

Sentiment

Score: 8

Explanation: The sentiment is highly positive due to significant insider buying by a key director and 10% owner, indicating strong confidence in the company's valuation and future outlook. The transactions being part of a 10b5-1 plan also suggests a deliberate, systematic investment strategy.

Positives

• Significant insider buying by a Director and 10% owner, Nicholas S. Schorsch, and affiliated entities, indicating confidence in the company's future prospects.
• The purchases were made at varying price points, suggesting a consistent investment strategy.
• The transactions were conducted under a Rule 10b5-1(c) plan, indicating pre-planned and systematic accumulation.

Future Outlook

This Form 4 filing does not contain any forward-looking statements or guidance regarding the company's future performance or strategic direction.

Management Comments

• The filing indicates that the Reporting Persons undertake to provide full information regarding the number of shares purchased at each separate price within the reported ranges upon request from the SEC, any security holder, or the Issuer.

Industry Context

Insider buying, particularly by a director and significant owner, can signal management's confidence in the company's valuation and future prospects, often seen as a positive indicator in the real estate investment trust (REIT) sector, which American Strategic Investment Co. operates within.

Comparison to Industry Standards

• This document reports specific insider transactions and does not provide financial results or operational metrics that can be directly compared to industry standards or specific comparable companies. The act of insider buying itself is a common occurrence across industries, but its significance is company-specific.

Related Party Transactions

• The reported transactions are purchases of Class A common stock by Nicholas S. Schorsch, a Director and 10% owner, and entities under his control (Bellevue Capital Partners, LLC, AR Global Investments, LLC, American Realty Capital III, LLC, New York City Special Ltd. Partnership, LLC, and New York City Advisors, LLC). These are considered related party transactions due to the reporting persons' relationship with the Issuer.

Stakeholder Impact

• Shareholders: The insider buying by a significant owner and director may instill confidence among existing shareholders and attract new investors, potentially leading to positive share price movement.
• Management: The transactions reinforce management's alignment with shareholder interests and their belief in the company's value.

Next Steps

• The document does not explicitly state future actions or milestones for the company, beyond the ongoing reporting obligations for insider transactions.

Key Dates

Recommendation

Keywords

American Strategic Investment Co., NYC, SEC Form 4, Insider Trading, Stock Purchase, Beneficial Ownership, Nicholas S. Schorsch, Bellevue Capital Partners, AR Global Investments, Real Estate Investment, Equity Acquisition, Director Stock Purchase, 10% Owner, Rule 10b5-1