Form 4: Carl James Levin Reports Changes in Beneficial Ownership of American States Water Co. Shares
SEC Form 4
Director Carl James Levin reports acquiring and disposing of American States Water Co. shares, resulting in a total beneficial ownership of 6,672.6302 shares as of May 20, 2025.
Summary
- Carl James Levin, a director of American States Water Co. (AWR), filed a Form 4 detailing changes in beneficial ownership.
- The report indicates several acquisitions of common shares between September 2020 and May 2025 through dividend reinvestments and a purchase.
- Specifically, on May 20, 2025, Levin acquired 560.9574 shares at $80.22 per share.
- A small disposal of 1.7207 shares occurred on May 19, 2025, at $0.
- Following these transactions, Levin's total beneficial ownership stands at 6,672.6302 common shares.
- The report also notes that some shares were acquired as dividend equivalent rights (DER) units.
Sentiment
Score: 6
Explanation: The sentiment is neutral. It's a routine filing showing a director increasing their stake, which is generally a positive sign, but not overwhelmingly so.
Positives
- The director is increasing their holdings in the company, which could be interpreted as a positive signal.
Industry Context
Form 4 filings are a routine part of corporate governance, providing transparency into the trading activities of company insiders. These filings are closely watched by investors seeking insights into management's confidence in the company's prospects.
Stakeholder Impact
- The increased holdings by a director could positively influence shareholder sentiment.
Key Dates
| Date | Description |
|---|---|
| 09/01/2020 | DER Units credited as dividend at FMV |
| 09/01/2021 | DER Units credited as dividend at FMV |
| 09/01/2022 | DER Units credited as dividend at FMV |
| 09/01/2023 | DER Units credited as dividend at FMV |
| 09/03/2024 | DER Units credited as dividend at FMV |
| 05/19/2025 | Disposal of 1.7207 shares |
| 05/20/2025 | Acquisition of 560.9574 shares at $80.22 |
| 05/21/2025 | Date of signature for the report |
Keywords
beneficial ownership, Form 4, American States Water Co, AWR, Carl James Levin, director, shares, dividend reinvestment
Disclaimer:The information provided here is for general informational purposes only and does not constitute financial advice, recommendation, or endorsement of any kind. It may contain errors or omissions. You should not rely on this information to make financial decisions. Always seek the advice of a qualified financial professional before making any investment or financial decisions. Use of this information is at your own risk.