Form 4: American States Water Co: VP Gladys Farrow Reports Stock Transactions
SEC Form 4 Filing
Gladys Farrow, VP of Finance, Treasurer, and Assistant Secretary at American States Water Co, reports acquisition and disposal of common shares to cover tax liabilities.
Summary
- Gladys Farrow, VP Fin., Treas., & Asst. Sec of American States Water Co, filed a Form 4 detailing changes in beneficial ownership.
- On March 3, 2025, Ms. Farrow acquired 5.53 common shares at $78.13.
- On March 13, 2025, she acquired 706 shares at $0 and 716.8 shares at $78.01.
- On March 14, 2025, 294.46 shares were disposed of at $78.01 to satisfy tax liability.
- Additionally, 79.33 shares were disposed of at $78.01 to satisfy tax liability.
- Following these transactions, Ms. Farrow beneficially owns 9,933.28 common shares.
Sentiment
Score: 5
Explanation: This is a routine regulatory filing, so the sentiment is neutral. It reflects insider transactions related to compensation and tax obligations.
Industry Context
Form 4 filings are a routine part of regulatory compliance for publicly traded companies, providing transparency into the transactions of company insiders.
Stakeholder Impact
- The transactions are unlikely to have a significant impact on stakeholders as they are related to tax obligations and compensation.
Key Dates
| Date | Description |
|---|---|
| 03/03/2025 | Acquisition of 5.53 common shares |
| 03/13/2025 | Acquisition of 706 and 716.8 common shares |
| 03/14/2025 | Disposal of 294.46 and 79.33 common shares for tax liability |
| 03/17/2025 | Date of signature for the Form 4 filing |
| 03/31/2025 | Der units credited on 03/31/2025 at FMV |
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