Form 4: American States Water Co: Sr. Vice President & CFO Eva G. Tang Reports Changes in Beneficial Ownership

Eva G. Tang, Sr. Vice President & CFO of American States Water Co, reports transactions involving common shares, including acquisitions, disposals, and adjustments related to tax liability and 401k holdings.

Summary

• On June 3, 2024, Eva G. Tang acquired 10.35 common shares at $73.07.
• On June 4, 2024, 13.39 common shares were acquired through an updated DRIP.
• On September 3, 2024, 10.13 common shares were acquired at $81.25.
• On September 4, 2024, 13.24 common shares were acquired through an updated DRIP.
• On December 2, 2024, 9.65 common shares were acquired at $85.77.
• On December 3, 2024, 12.69 common shares were acquired through an updated DRIP.
• On February 7, 2025, 1.72 common shares were disposed of due to an adjustment for partial shares.
• On February 7, 2025, 237.7 common shares were acquired indirectly through a 401k.
• On February 7, 2025, 81.44 common shares were disposed of at $73.53 to satisfy tax liability.
• On February 7, 2025, 78.89 common shares were disposed of at $73.53 to satisfy tax liability.
• Following these transactions, Tang directly owns 38,915.11 common shares and indirectly owns 8,766.98 common shares through a 401k.

Sentiment

Score: 5

Explanation: The sentiment is neutral as the document primarily reports routine transactions by a company insider. There is no indication of positive or negative sentiment.

Industry Context

Form 4 filings are a routine part of compliance for corporate insiders and provide transparency into their transactions in the company's stock. These filings are closely watched by investors seeking insights into management's perspective on the company's value and future prospects.

Stakeholder Impact

• The reported transactions provide transparency to shareholders regarding the insider's stake in the company.
• The transactions related to tax liability and 401k adjustments are standard practices and have no significant impact on other stakeholders.

Key Dates

Keywords

beneficial ownership, Form 4, securities, AWR, American States Water Co, Eva G. Tang, transactions, common shares, DRIP, 401k, tax liability