Form 4: American States Water Co: Officer Reports Changes in Beneficial Ownership

Jon Pierotti, Vice President of Regulatory Affairs at American States Water Co, reports changes in beneficial ownership of common shares, including acquisitions, disposals, and adjustments related to tax liability and 401k holdings.

Summary

• Jon Pierotti, Vice President of Regulatory Affairs at American States Water Co, filed a Form 4 detailing changes in his beneficial ownership of the company's common shares.
• The reported transactions include the acquisition of common shares through dividend equivalent rights (DER) units credited on 06/03/2024, 09/03/2024 and 12/02/2024 at fair market value (FMV).
• Pierotti also reported the disposal of shares on 02/07/2025 due to an adjustment for a partial share, updated 401k holdings, and shares withheld to satisfy tax liabilities.
• Specifically, 74.67 shares were withheld to cover tax liability at a price of $73.53, and 12.60 shares were also withheld for tax purposes at the same price.
• Following these transactions, Pierotti directly owns 1,926.46 common shares and indirectly owns 337.35 shares through his 401k.

Sentiment

Score: 5

Explanation: The document is a routine regulatory filing, indicating neutral sentiment. It reflects standard transactions related to insider stock ownership.

Industry Context

Form 4 filings are a routine part of regulatory compliance for publicly traded companies, providing transparency into the transactions of company insiders.

Stakeholder Impact

• The filing provides transparency to shareholders regarding insider transactions, which can influence investor confidence.

Key Dates

Keywords

Form 4, Beneficial Ownership, American States Water Co, AWR, Jon Pierotti, Insider Trading, SEC Filing, Common Shares, Dividend Equivalent Rights, 401k, Tax Liability