Form 4: American States Water Co: Executive Transactions Revealed in Form 4 Filing

David R. Schickling, Vice President of Water Operations at American States Water Co, reports changes in beneficial ownership of company stock through recent transactions.

Summary

• David R. Schickling, Vice President of Water Operation at American States Water Co, filed a Form 4 detailing changes in his beneficial ownership of the company's common shares.
• On September 3, 2024, Mr. Schickling acquired 6.87 shares at $81.25 per share.
• On December 2, 2024, he acquired 6.55 shares at $85.77 per share.
• On February 7, 2025, he disposed of 1.83 shares at $0 per share due to a partial share adjustment.
• Also on February 7, 2025, an updated 401k resulted in the acquisition of 14.25 shares at $0 per share held indirectly.
• On the same day, 74.67 shares were withheld to cover tax liabilities at a price of $73.53 per share.
• Additionally, 12.60 shares were withheld to satisfy tax liabilities at $73.53 per share on February 7, 2025.
• Following these transactions, Mr. Schickling directly owns 1,500.88 common shares and indirectly owns 264.94 shares through his 401k.

Sentiment

Score: 5

Explanation: This is a routine regulatory filing, so the sentiment is neutral. It reflects standard transactions related to executive compensation and tax obligations.

Industry Context

Form 4 filings are a routine part of regulatory compliance for publicly traded companies, providing transparency into the transactions of company insiders.

Stakeholder Impact

• The filing provides transparency to shareholders regarding executive stock ownership.
• These transactions have a minimal direct impact on employees, customers, suppliers, or creditors.

Key Dates

Keywords

Form 4, Beneficial Ownership, Executive Transactions, American States Water Co, AWR, Schickling, Stock Transactions