Form 4: American States Water Co. Executive Reports Changes in Beneficial Ownership

Sentiment:

SEC Form 4 Filing


Patrick Kubiak, VP of Asset Management at American States Water Co., reports transactions involving common shares, including acquisitions and disposals to cover tax liabilities.

Summary

  • Patrick Kubiak, VP of Asset Management at American States Water Co. (AWR), filed a Form 4 detailing changes in beneficial ownership of the company's common shares.
  • On September 3, 2024, Kubiak acquired 7.29 shares at $81.25 per share.
  • On December 2, 2024, Kubiak acquired 6.94 shares at $85.77 per share.
  • On February 7, 2025, Kubiak disposed of 2.45 shares due to partial shares.
  • Also on February 7, 2025, Kubiak disposed of 74.67 shares at $73.53 per share to cover tax liabilities.
  • Additionally, on February 7, 2025, Kubiak disposed of 72.38 shares at $73.53 per share to cover tax liabilities.
  • Following these transactions, Kubiak's direct ownership stands at 2,192.86 common shares.

Sentiment

Score: 5

Explanation: The document is a standard regulatory filing, so the sentiment is neutral. It simply reports transactions.

Industry Context

Form 4 filings are a routine part of compliance for corporate insiders, providing transparency into their trading activities and ownership positions. This filing indicates the transactions of a key executive at American States Water Co.

Stakeholder Impact

  • Shareholders may be interested in the trading activity of company executives as it can provide insights into management's perspective on the company's value.

Key Dates

DateDescription
09/03/2024Acquisition of 7.29 common shares at $81.25 per share.
12/02/2024Acquisition of 6.94 common shares at $85.77 per share.
02/07/2025Disposal of 2.45 shares due to partial shares.
02/07/2025Disposal of 74.67 shares at $73.53 per share to satisfy tax liability.
02/07/2025Disposal of 72.38 shares at $73.53 per share to satisfy tax liability.
02/11/2025Date of signature for the Form 4 filing.

Keywords

Form 4, Beneficial Ownership, American States Water Co, AWR, Patrick Kubiak, Equity Securities, Transactions

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