Form 4: American States Water Co: Executive Connor H. Connor Reports Changes in Beneficial Ownership
SEC Form 4
SVP of ASUS, Christopher H. Connor, reports acquisition and disposal of American States Water Co shares.
Summary
- Christopher H. Connor, SVP of ASUS at American States Water Co, filed a Form 4 detailing changes in beneficial ownership.
- The transactions include the acquisition of common shares through crediting of deferred units on 06/03/2024, 09/03/2024 and 12/02/2024 at fair market value.
- Additionally, 78.09 shares were withheld on 02/07/2025 to cover tax liabilities.
- A disposal of 0.77 shares was reported on 02/07/2025 due to a partial share adjustment.
- Following these transactions, Connor directly owns 2,297.81 common shares.
Sentiment
Score: 5
Explanation: The document is a standard SEC filing detailing stock transactions. It doesn't inherently convey positive or negative sentiment, but rather provides factual information about changes in ownership.
Industry Context
This filing is a routine disclosure related to executive compensation and stock ownership, common in publicly traded companies. It provides transparency into the transactions of company insiders.
Stakeholder Impact
- The filing provides transparency to shareholders regarding the stock transactions of a key executive.
Key Dates
| Date | Description |
|---|---|
| 06/03/2024 | Deferred units credited at FMV |
| 09/03/2024 | Deferred units credited at FMV |
| 12/02/2024 | Deferred units credited at FMV |
| 02/07/2025 | Shares withheld to satisfy tax liability and adjustment due to partial share |
| 02/11/2025 | Date of signature |
Keywords
beneficial ownership, Form 4, American States Water Co, AWR, Christopher H. Connor, ASUS, securities, shares, transactions
Disclaimer:The information provided here is for general informational purposes only and does not constitute financial advice, recommendation, or endorsement of any kind. It may contain errors or omissions. You should not rely on this information to make financial decisions. Always seek the advice of a qualified financial professional before making any investment or financial decisions. Use of this information is at your own risk.