Form 4: American States Water Co. Director Mary Ann Hopkins Reports Stock Transactions

Sentiment:

SEC Form 4 Filing


Director Mary Ann Hopkins reports acquisition and disposal of American States Water Co. shares, including dividend equivalent reinvestments.

Summary

  • Mary Ann Hopkins, a director of American States Water Co. (AWR), filed a Form 4 detailing changes in beneficial ownership.
  • The report includes acquisitions of common shares through dividend equivalent reinvestments from 2019 to 2024.
  • On May 19, 2025, there was a disposal of 1.7207 shares due to a partial share adjustment.
  • On May 20, 2025, Hopkins acquired 560.9574 shares at $80.22 per share.
  • Following these transactions, Hopkins directly owns 4,180.4028 common shares.

Sentiment

Score: 7

Explanation: The sentiment is neutral to slightly positive. The director is consistently reinvesting dividends, indicating confidence in the company. The recent purchase further reinforces this view.

Positives

  • The director's consistent acquisition of shares through dividend reinvestments demonstrates a long-term investment in the company.
  • Increased direct ownership aligns the director's interests with those of other shareholders.

Industry Context

Directors' stock transactions are closely watched as indicators of company performance and management confidence. Consistent stock acquisitions by directors are generally viewed positively.

Comparison to Industry Standards

  • Comparing Hopkins' transactions to those of directors at similar utilities companies like California Water Service Group (CWT) or Essential Utilities (WTRG) could provide context.
  • Analyzing the frequency and size of insider transactions relative to company performance and industry trends would be beneficial.
  • Benchmarking the dividend reinvestment strategy against industry norms for executive compensation and stock ownership is relevant.

Stakeholder Impact

  • The director's stock acquisitions could positively influence shareholder sentiment.
  • Increased insider ownership may signal confidence to employees and other stakeholders.

Key Dates

DateDescription
09/03/2019DER Units credited as dividend at FMV
09/01/2020DER Units credited as dividend at FMV
09/01/2021DER Units credited as dividend at FMV
09/01/2022DER Units credited as dividend at FMV
09/01/2023DER Units credited as dividend at FMV
09/03/2024DER Units credited as dividend at FMV
05/19/2025Adjustment due to partial share
05/20/2025Acquisition of 560.9574 shares at $80.22
05/21/2025Date of signature for the report

Keywords

Form 4, beneficial ownership, director, AWR, American States Water Co., stock transactions, dividend reinvestment

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