Form 4: American States Water Co. Director Anne M. Holloway Reports Stock Transactions

Sentiment:

SEC Form 4 Filing


Director Anne M. Holloway reports multiple acquisitions and disposals of American States Water Co. common shares, primarily related to dividend equivalent rights (DER) units.

Summary

  • Anne M. Holloway, a director of American States Water Co. (AWR), filed a Form 4 detailing changes in beneficial ownership.
  • The report includes several transactions involving common shares.
  • On November 15, 2023, 102.0838 shares were acquired at $80.57 per share as dividend equivalent rights (DER) units.
  • On February 15, 2024, 0.7416 shares were disposed of at $0 per share due to a partial share adjustment.
  • On February 20, 2024, 108.4147 shares were acquired at $76.27 per share as DER units.
  • On May 20, 2024, 107.3371 shares were acquired at $77.47 per share as DER units.
  • On May 21, 2024, 516.3289 shares were acquired at $77.47 per share.
  • Following these transactions, Holloway directly owns 39,019.2435 common shares.

Sentiment

Score: 5

Explanation: The sentiment is neutral as the filing primarily reports routine transactions related to dividend equivalent rights. There's no indication of significant positive or negative sentiment.

Positives

  • The director's increased holdings could be interpreted as a positive signal about the company's prospects.

Industry Context

Form 4 filings are routine disclosures required by the SEC to ensure transparency in insider trading and provide investors with insights into the actions of company insiders.

Stakeholder Impact

  • The reported transactions provide shareholders with information about the director's investment activity in the company.

Key Dates

DateDescription
11/15/2023Acquisition of 102.0838 common shares as DER units at $80.57 per share.
02/15/2024Disposal of 0.7416 common shares at $0 per share due to partial share adjustment.
02/20/2024Acquisition of 108.4147 common shares as DER units at $76.27 per share.
05/20/2024Acquisition of 107.3371 common shares as DER units at $77.47 per share.
05/21/2024Acquisition of 516.3289 common shares at $77.47 per share.
05/22/2024Date of signature for the Form 4 filing.

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