Form 4: American States Water Co. Director Anne M. Holloway Reports Changes in Beneficial Ownership
SEC Form 4 Filing
Director Anne M. Holloway reports changes in her beneficial ownership of American States Water Co. shares due to dividend equivalent rights (DER) units and a minor adjustment.
Summary
- On August 16, 2024, Anne M. Holloway acquired 109.9596 common shares at $82.32 each.
- On September 3, 2024, she acquired 2.9582 common shares at $81.25 each.
- On November 15, 2024, she acquired 107.0319 common shares at $85.05 each.
- On February 18, 2025, she acquired 120.9722 common shares at $74.95 each.
- On May 19, 2025, she acquired 114.8059 common shares at $80.22 each.
- On May 20, 2025, she acquired 560.9574 common shares at $80.22 each.
- On May 20, 2025, there was an adjustment of 0.2871 shares.
- Following these transactions, Holloway directly owns 39,535.6417 common shares of American States Water Co.
Sentiment
Score: 6
Explanation: The sentiment is neutral as the filing primarily reflects routine transactions related to dividend equivalent rights. There is no indication of significant positive or negative sentiment.
Positives
- The director's increased stake in the company could be interpreted positively by investors.
Industry Context
Form 4 filings are routine disclosures required by the SEC to ensure transparency in insider trading and provide investors with insights into the actions of company insiders.
Stakeholder Impact
- The disclosure provides transparency to shareholders regarding the director's holdings.
Key Dates
| Date | Description |
|---|---|
| 08/16/2024 | DER Units credited as dividend at FMV, resulting in the acquisition of 109.9596 common shares at $82.32. |
| 09/03/2024 | DER Units credited as dividend at FMV, resulting in the acquisition of 2.9582 common shares at $81.25. |
| 11/15/2024 | DER Units credited as dividend at FMV, resulting in the acquisition of 107.0319 common shares at $85.05. |
| 02/18/2025 | DER Units credited as dividend at FMV, resulting in the acquisition of 120.9722 common shares at $74.95. |
| 05/19/2025 | DER Units credited as dividend at FMV, resulting in the acquisition of 114.8059 common shares at $80.22. |
| 05/20/2025 | Acquisition of 560.9574 common shares at $80.22 and an adjustment of 0.2871 shares. |
| 05/21/2025 | Date of signature for the Form 4 filing. |
Keywords
beneficial ownership, Form 4, director, AWR, American States Water Co, Anne M. Holloway, dividend equivalent rights, DER units, common shares
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