Form 4: ABAT Director Susan Lee's RSU Vesting
Insider Ownership Change
American Battery Technology Co. Director Susan Y. Lee reported the vesting of 9,507 Restricted Stock Units, increasing her indirect beneficial ownership.
Summary
- Susan Y. Lee, a Director of American Battery Technology Company (ABAT), reported an acquisition of 9,507 shares of common stock.
- The transaction occurred on January 12, 2026, and represents the vesting of Restricted Stock Units (RSUs).
- These RSUs were granted under the terms of a Director Agreement dated April 1, 2024.
- Each RSU represents the right to receive one share of ABAT common stock upon vesting, with a transaction price of $0.00.
- Following this transaction, Ms. Lee indirectly beneficially owns 169,274 shares of common stock through Rocketbox, LLC.
Sentiment
Score: 6
Explanation: The vesting of Restricted Stock Units for a director is generally viewed as a neutral to slightly positive event, as it aligns management's interests with shareholders without indicating any operational or financial performance changes.
Positives
- The vesting of Restricted Stock Units for Director Susan Y. Lee increases her beneficial ownership in American Battery Technology Company, aligning her interests more closely with shareholders.
- This transaction reflects a pre-planned compensation structure for directors, indicating stable corporate governance practices.
Negatives
- No direct negative implications are apparent from this routine insider ownership report.
Future Outlook
This filing does not contain forward-looking statements or guidance, as it is a report of an insider ownership change.
Industry Context
This filing is a routine insider transaction report and does not provide information directly related to broader industry trends or competitor activities within the battery technology sector.
Corporate Governance
| Change Type | Description | Effective Date | Impact Assessment |
|---|---|---|---|
| Compensation Structure | The transaction relates to the vesting of Restricted Stock Units granted under a Director Agreement dated April 1, 2024, indicating a pre-established compensation plan for directors. | 04/01/2024 | Reinforces existing corporate governance practices regarding director compensation and equity alignment. |
Stakeholder Impact
- Shareholders: Increased alignment of a director's financial interests with those of the shareholders due to increased stock ownership.
Key Dates
| Date | Description |
|---|---|
| 04/01/2024 | Date of the Director Agreement under which Restricted Stock Units (RSUs) were granted. |
| 01/12/2026 | Date of transaction for the vesting of 9,507 Restricted Stock Units. |
| 01/14/2026 | Date of signature for the Form 4 filing. |
Keywords
American Battery Technology Company, ABAT, Susan Y Lee, Form 4, Insider Trading, RSU Vesting, Director Compensation, Stock Ownership, Beneficial Ownership
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