Form 4: Ambac Financial Group CFO Reports Stock Transaction
Insider Transaction (Form 4)
David Trick, Exec VP, CFO & Treasurer of Ambac Financial Group Inc, reported multiple transactions in common stock on October 3, 2026.
Summary
- Option exercise/conversion: acquired 3,047 Common Stock on October 3, 2026; holds 270,143 after (Direct).
- Tax/exercise-price withholding: disposed of 3,047 Common Stock at $4.60 ($14,016) on October 3, 2026; holds 267,096 after (Direct).
- Option exercise/conversion: disposed of 66,519 Restricted Stock Units on October 3, 2026; holds 58,459 after (Direct).
- Option exercise/conversion: acquired 63,472 Deferred Share Units on October 3, 2026; holds 120,015 after (Direct).
Sentiment
Score: 5
Explanation: StockSavvy.ai views this as routine: the reported changes are grants, option exercises, tax withholding or similar administrative transactions, which carry limited directional signal.
Insider Transactions
David Trick — Officer (Exec VP, CFO & Treasurer)
| Date | Transaction | Security | Shares | Price | Value | Held After |
|---|---|---|---|---|---|---|
| 2026-10-03 | Option exercise/conversion | Common Stock | 3,047 | — | — | 270,143 |
| 2026-10-03 | Tax/exercise-price withholding | Common Stock | 3,047 | $5 | $14.0K | 267,096 |
| 2026-10-03 | Option exercise/conversion | Restricted Stock Units | 66,519 | — | — | 58,459 |
| 2026-10-03 | Option exercise/conversion | Deferred Share Units | 63,472 | — | — | 120,015 |
Key Dates
| Date | Description |
|---|---|
| 2026-10-03 | Option exercise/conversion (3,047 shares) |
| 2026-10-03 | Tax/exercise-price withholding (3,047 shares) |
| 2026-10-03 | Option exercise/conversion (66,519 shares) |
| 2026-10-03 | Option exercise/conversion (63,472 shares) |
Keywords
insider transaction, Form 4, OSG, OCTAVE SPECIALTY GROUP INC, neutral, David Trick
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