Form 4: Alumis Inc. Executive Acquires Stock Options and Updates Beneficial Ownership
SEC Form 4 Filing
David M. Goldstein, Chief Scientific Officer of Alumis Inc., reports the acquisition of stock options and updates to his beneficial ownership of company stock.
Summary
- David M. Goldstein, the Chief Scientific Officer of Alumis Inc., filed a Form 4 detailing changes in his beneficial ownership.
- On February 18, 2025, Goldstein acquired stock options for 180,000 shares of Alumis Inc. at an exercise price of $5.06.
- These options vest over time, with 25% vesting on February 18, 2026, and the remainder vesting in equal monthly installments over the following 36 months, contingent on continuous service.
- Goldstein's holdings include 207,903 shares held by the Baily Goldstein Living Trust and 8,994 shares held by family members residing in his primary residence.
- An exempt gift transfer of 6,000 shares was made on November 26, 2024, from the Baily Goldstein Living Trust to family members.
Sentiment
Score: 6
Explanation: Neutral sentiment as it's a standard disclosure of stock option grants. The vesting schedule suggests a long-term commitment.
Positives
- The acquisition of stock options by a key executive could be seen as a positive sign, indicating confidence in the company's future performance.
Future Outlook
The vesting schedule of the stock options suggests a long-term commitment from the executive to the company's success.
Industry Context
Form 4 filings are a routine part of executive compensation and provide transparency into insider transactions, which are closely monitored by investors.
Stakeholder Impact
- Shareholders can monitor insider transactions to gauge executive confidence in the company.
- Employees may be indirectly impacted by executive compensation structures.
Key Dates
| Date | Description |
|---|---|
| March 4, 2014 | Date of the Baily Goldstein Living Trust |
| November 26, 2024 | Exempt gift transfer of 6,000 shares from the Baily Goldstein Living Trust to family members |
| February 18, 2025 | Date of stock option acquisition |
| February 18, 2026 | Date when 25% of the acquired stock options vest |
| February 17, 2035 | Expiration date of the acquired stock options |
| February 20, 2025 | Date of Form 4 filing |
Keywords
Form 4, Beneficial Ownership, Stock Options, Alumis Inc., ALMS, Executive Compensation, David M. Goldstein
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