Form 4: Alumis Inc. CFO John R. Schroer Reports Stock Option Transactions
SEC Form 4
John R. Schroer, CFO of Alumis Inc., reports the acquisition and disposal of stock options related to Class A Common Stock and Common Stock, including reclassifications and vesting schedules.
Summary
- John R. Schroer, the Chief Financial Officer of Alumis Inc. (ALMS), filed a Form 4 detailing changes in beneficial ownership.
- The report covers transactions related to stock options.
- On June 27, 2024, Schroer acquired 17,112 stock options with an exercise price of $16.
- On July 1, 2024, a series of transactions occurred involving the reclassification of Class A Common Stock into Common Stock, resulting in both acquisitions and disposals of stock options at various exercise prices ($8.84, $10.2, $13.33).
- These transactions did not change the total number of options held but reflect a reclassification of the underlying stock.
- The vesting schedules for these options vary, with some vesting in installments over 36-48 months, subject to continuous service and, in some cases, performance criteria.
Sentiment
Score: 5
Explanation: This is a neutral report on stock option transactions, with no inherent positive or negative sentiment.
Industry Context
Form 4 filings are a routine part of corporate governance, providing transparency into the transactions of company insiders. This filing indicates standard stock option activity for a company executive.
Key Dates
| Date | Description |
|---|---|
| 06/21/2025 | 25% of shares underlying one option vest |
| 03/30/2023 | 25% of shares underlying one option vested |
| 03/30/2024 | 33% of shares underlying one option vested |
| 05/22/2024 | 25% of shares underlying one option vested |
| 06/27/2024 | Date of earliest transaction; acquisition of stock options |
| 07/01/2024 | Date of reclassification and multiple stock option transactions |
| 10/09/2024 | 25% of shares underlying one option vest |
| 03/29/2025 | 25% of shares underlying one option vest |
| 05/06/2028 | One of three dates for vesting based on performance criteria |
| 05/06/2029 | One of three dates for vesting based on performance criteria |
| 05/06/2030 | One of three dates for vesting based on performance criteria |
| 04/10/2032 | Expiration date for some stock options |
| 06/22/2033 | Expiration date for some stock options |
| 10/08/2033 | Expiration date for some stock options |
| 03/28/2034 | Expiration date for some stock options |
| 05/05/2034 | Expiration date for some stock options |
| 06/05/2034 | Expiration date for some stock options |
| 06/26/2034 | Expiration date for some stock options |
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