Form 4: AlTi Global Director Tracey Brophy Warson Acquires Over 22,000 Shares Through RSU Conversion

AlTi Global, Inc. Director Tracey Brophy Warson has acquired 22,312.37 shares of Class A Common Stock through the conversion of previously vested Restricted Stock Units.

Summary

• Tracey Brophy Warson, a Director of AlTi Global, Inc. (ALTI), reported a change in beneficial ownership.
• On June 13, 2025, Ms. Warson acquired 22,312.37 shares of AlTi Global Inc. Class A Common Stock.
• This acquisition resulted from the conversion of an equal number of Restricted Stock Units (RSUs).
• The RSUs vested on the earlier of the business day immediately prior to AlTi Global Inc.'s 2024 annual general meeting or June 30, 2024.
• Following this transaction, Ms. Warson directly beneficially owns 22,312.37 shares of Class A Common Stock.
• The transaction was made pursuant to a contract, instruction, or written plan for the purchase or sale of equity securities, intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Sentiment

Score: 7

Explanation: The sentiment is positive as a director is increasing their direct ownership in the company, which generally aligns their interests with shareholders. This is a planned transaction from RSU conversion.

Positives

• The acquisition of shares by a director increases their direct ownership in the company, potentially aligning their interests more closely with those of shareholders.
• The transaction is a conversion of previously granted and vested Restricted Stock Units, indicating a planned and expected increase in insider ownership.

Future Outlook

The document does not contain any forward-looking statements or guidance regarding the company's future financial performance or strategic direction.

Industry Context

This Form 4 filing reports an individual insider transaction and does not provide broader industry context or trends. It reflects a routine compensation-related stock acquisition by a director.

Stakeholder Impact

• Shareholders: The increased direct ownership by a director may be viewed positively as it signals confidence in the company and aligns management interests with shareholder value.

Key Dates

Keywords

AlTi Global, ALTI, Form 4, Insider Transaction, Director Stock Acquisition, Restricted Stock Units, RSU Conversion, Beneficial Ownership, Corporate Governance