Form 4: AlTi Global Director Peter Yu Reports Changes in Beneficial Ownership
SEC Form 4 Filing
Peter Yu, a director and 10% owner of AlTi Global, reported transactions involving Class A Common Stock and Restricted Stock Units.
Summary
- Peter Yu, a director and 10% owner of AlTi Global, along with related entities, reported changes in beneficial ownership of the company's Class A Common Stock.
- The transactions include the acquisition and disposition of shares, as well as the vesting of restricted stock units.
- As of June 25, 2024, Mr. Yu, through related entities, holds a significant number of Class A Common Stock shares indirectly.
- The restricted stock units vest on the earlier of AlTi Global's 2024 annual general meeting or June 30, 2024.
Sentiment
Score: 5
Explanation: The document is a standard SEC filing reporting changes in beneficial ownership, with no inherent positive or negative sentiment.
Industry Context
This filing is a routine disclosure required by the SEC for insiders of publicly traded companies, providing transparency into their trading activities.
Stakeholder Impact
- The filing provides transparency to shareholders regarding the ownership stake of a key insider.
Key Dates
| Date | Description |
|---|---|
| 06/25/2024 | Date of transaction involving Class A Common Stock and Restricted Stock Units. |
| 06/26/2024 | Date of signature by attorney in fact. |
| June 30, 2024 | Potential vesting date for restricted stock units. |
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