Form 4: AlTi Global Chief Legal Officer Sells Over 22,000 Shares Under Pre-Arranged Plan

Colleen A. Graham, Chief Legal, Compliance & Risk Officer of AlTi Global, Inc., reported the sale of 22,934.03 shares of Class A Common Stock at $3.47 per share, executed under a Rule 10b5-1 plan.

Summary

• Colleen A. Graham, the Chief Legal, Compliance & Risk Officer of AlTi Global, Inc. (ALTI), reported a transaction involving the company's Class A Common Stock.
• On June 3, 2025, Ms. Graham disposed of 22,934.03 shares of Class A Common Stock.
• The shares were sold at a price of $3.47 per share.
• Following this transaction, Ms. Graham directly beneficially owns 41,960.46 shares of Class A Common Stock.
• The transaction was made pursuant to a contract, instruction, or written plan for the sale of equity securities, intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Sentiment

Score: 5

Explanation: The sentiment is neutral. While an officer selling shares can sometimes be perceived negatively, the explicit mention of a Rule 10b5-1 plan indicates the transaction was pre-scheduled and not based on new, undisclosed information, thus mitigating negative implications.

Positives

• The transaction was conducted under a Rule 10b5-1 plan, indicating it was pre-scheduled and not necessarily a reaction to recent company performance or outlook.

Negatives

• An officer's sale of shares, even if pre-planned, reduces their direct ownership stake in the company.

Risks

• This Form 4 filing primarily reports an insider transaction and does not detail company-specific risks beyond the change in beneficial ownership for the reporting person.

Future Outlook

This Form 4 filing is a report of an insider transaction and does not contain forward-looking statements or guidance regarding the company's future outlook.

Industry Context

This document reports an individual insider transaction and does not provide broader industry context or trends.

Stakeholder Impact

• Shareholders: May observe a slight decrease in insider ownership, though the 10b5-1 plan mitigates concerns about management's confidence.

Key Dates

Keywords

AlTi Global, ALTI, SEC Form 4, Insider Trading, Stock Sale, Colleen A Graham, Chief Legal Officer, 10b5-1 Plan, Beneficial Ownership