Form 4: AOSL Director Claudia Chen Receives RSU Grant

ALPHA & OMEGA SEMICONDUCTOR Ltd Director Claudia Chen was granted 5,681 restricted share units as compensation for Board services.

Summary

• Director Claudia Chen of ALPHA & OMEGA SEMICONDUCTOR Ltd (AOSL) was granted 5,681 common shares in the form of Restricted Share Units (RSUs).
• The transaction date for this grant was November 11, 2025.
• The RSUs were awarded for services on the Board of Directors under the Issuer's 2018 Omnibus Incentive Plan.
• These RSUs will vest in four successive equal quarterly installments upon the completion of each quarter of Board service following the grant date.
• Following this transaction, Claudia Chen beneficially owns 32,253 common shares.
• The acquisition price for these RSUs was $0, which is typical for such grants.

Sentiment

Score: 6

Explanation: Slightly positive, as it represents routine director compensation that aligns interests with shareholders, without indicating any immediate operational or financial changes.

Positives

• The grant of Restricted Share Units to a director aligns their interests with those of the shareholders, encouraging long-term value creation.
• The compensation is tied to continued service on the Board, ensuring ongoing commitment.

Future Outlook

The granted Restricted Share Units will vest in four successive equal quarterly installments, contingent upon the reporting person's continued service on the Board of Directors following the grant date.

Industry Context

The grant of Restricted Share Units to directors is a common practice in the semiconductor industry and broader corporate landscape for executive and board compensation, aiming to align leadership incentives with long-term company performance and shareholder value.

Comparison to Industry Standards

• The use of Restricted Share Units (RSUs) for director compensation is a standard practice across many industries, including technology and semiconductors, aligning with global benchmarks for corporate governance and incentive structures.
• The vesting schedule in quarterly installments is typical for such awards, ensuring continued service and commitment from the director.

Corporate Governance

Related Party Transactions

• Grant of 5,681 Restricted Share Units to Director Claudia Chen as compensation for Board services, executed under the Issuer's 2018 Omnibus Incentive Plan.

Stakeholder Impact

• Shareholders: The grant of equity to a director can be seen as positive, as it aligns the director's financial incentives with shareholder returns, potentially fostering long-term value creation.
• Employees: No direct impact mentioned in this filing.

Next Steps

• The Restricted Share Units will vest in four successive equal quarterly installments upon completion of each quarter of Board service following the grant date.

Key Dates

Keywords

ALPHA & OMEGA SEMICONDUCTOR, AOSL, Claudia Chen, Restricted Share Units, RSU, Director Compensation, Insider Transaction, SEC Form 4, Equity Grant