Form 4: Alpha Metallurgical CCO Receives RSU Grant

Alpha Metallurgical Resources' Chief Commercial Officer, Daniel E. Horn, reported a grant of 2,412 restricted stock units and a subsequent tax-related disposition of 407 shares.

Summary

• Daniel E. Horn, Chief Commercial Officer of Alpha Metallurgical Resources, Inc. (AMR), reported changes in his beneficial ownership of common stock.
• On January 21, 2026, Mr. Horn was granted 2,412 restricted stock units (RSUs) at a price of $0 per share.
• These RSUs are scheduled to vest in equal installments on each of the first three anniversaries of January 21, 2026.
• Following this grant, Mr. Horn's direct beneficial ownership increased to 7,401 shares.
• On January 22, 2026, 407 shares were disposed of to cover tax liabilities associated with the vesting and settlement of previously disclosed restricted stock units.
• The price per share for the tax withholding transaction was $234.89.
• After the tax-related disposition, Mr. Horn's direct beneficial ownership stands at 6,994 shares.

Sentiment

Score: 7

Explanation: The filing indicates a routine executive compensation event with a grant of restricted stock units, which is generally positive for aligning management incentives, offset by a standard tax-related share disposition.

Positives

• The grant of 2,412 restricted stock units aligns the Chief Commercial Officer's incentives with long-term shareholder value creation.

Negatives

• A disposition of 407 shares occurred to cover tax liabilities, resulting in a reduction of the officer's immediate beneficial ownership.

Future Outlook

The granted restricted stock units will vest in equal installments on the first three anniversaries of January 21, 2026, indicating a future schedule for the officer's equity compensation.

Industry Context

Insider transactions like RSU grants are standard practice across industries, including the metallurgical resources sector, to align executive incentives with shareholder interests and promote long-term retention.

Comparison to Industry Standards

• The grant of restricted stock units and subsequent tax withholding are common forms of executive compensation and share management, consistent with practices observed in other publicly traded companies within the basic materials and mining sectors.

Stakeholder Impact

• Shareholders: The RSU grant increases the Chief Commercial Officer's equity stake, potentially enhancing alignment between management and shareholder interests for long-term performance.

Next Steps

• The granted restricted stock units will vest in equal installments on the first three anniversaries of January 21, 2026.

Key Dates

Keywords

Alpha Metallurgical Resources, AMR, Restricted Stock Units, RSU Grant, Insider Transaction, Executive Compensation, Beneficial Ownership, Form 4