Form 4: ALSN Officer Scroggins Reports RSU Vesting, Tax Withholding

Allison Transmission Holdings Inc. CLO Eric C. Scroggins reported the settlement of restricted stock units and dividend equivalent rights, alongside shares withheld for tax obligations.

Summary

• CLO & Asst. Secretary Eric C. Scroggins reported multiple transactions involving Allison Transmission Holdings Inc. common stock.
• On February 21, 2026, 740 Restricted Stock Units (RSUs) granted on February 21, 2024, settled, along with 15 Dividend Equivalent Rights (DERs).
• Concurrently, 258 shares were withheld by ALSN to cover tax withholding obligations related to the vesting of RSUs and DERs, at a price of $118.85 per share.
• On February 22, 2026, 927 RSUs granted on February 22, 2023, settled, along with 36 DERs.
• An additional 283 shares were withheld by ALSN for tax obligations on the vesting of RSUs and DERs, also at a price of $118.85 per share.
• Following these transactions, Eric C. Scroggins beneficially owns 15,117 shares of common stock.
• All transactions were made pursuant to a Rule 10b5-1(c) plan.

Sentiment

Score: 5

Explanation: StockSavvy.ai views this as a neutral event, reflecting routine equity compensation vesting and associated tax withholding for an officer, consistent with pre-established plans.

Positives

• The settlement of Restricted Stock Units (RSUs) and Dividend Equivalent Rights (DERs) indicates the vesting of equity compensation for a key officer.
• The transactions were conducted under a Rule 10b5-1(c) plan, indicating pre-planned and automated transactions, which can reduce concerns about opportunistic insider trading.

Negatives

• A total of 541 shares (258 + 283) were withheld by the company to satisfy tax withholding obligations, reducing the net shares received by the officer.

Future Outlook

NA

Industry Context

StockSavvy.ai notes that routine insider filings like Form 4, especially those related to RSU vesting and tax withholding under a 10b5-1 plan, are common across industries as part of executive compensation structures. These transactions generally reflect pre-scheduled events rather than discretionary trading based on new material information.

Stakeholder Impact

• Shareholders: The report details routine equity compensation for a key officer, which is a standard part of executive remuneration and aligns management's interests with shareholder value over the long term.
• Employees: No direct impact on general employees is indicated.
• Customers, Suppliers, Creditors: No direct impact on these stakeholders is indicated.

Key Dates

Recommendation

This Form 4 filing details routine, pre-planned vesting of equity compensation and associated tax withholding for an officer. It does not contain new material information that would significantly alter the investment thesis for Allison Transmission Holdings Inc. Therefore, a 'hold' recommendation is appropriate, as the filing itself provides no basis for a change in investment strategy.

Keywords

Allison Transmission Holdings, ALSN, Form 4, Insider Transaction, Restricted Stock Units, RSU, Dividend Equivalent Rights, DER, Equity Compensation, Eric C. Scroggins, Officer, Stock Vesting, Tax Withholding, Rule 10b5-1