Form 4: Allison Transmission VP Boosts Equity Holdings

Allison Transmission Holdings Inc. VP Eric C. Scroggins acquired 9 dividend equivalent rights, increasing his beneficial ownership to 79.

Summary

• Eric C. Scroggins, VP, General Counsel & Assistant Secretary of Allison Transmission Holdings Inc. (ALSN), reported an acquisition of derivative securities.
• On December 5, 2025, Scroggins acquired 9 Dividend Equivalent Rights (DERs).
• These DERs accrued on previously awarded restricted stock units (RSUs) and vest proportionately with the underlying RSUs.
• Each DER is economically equivalent to one share of Allison Transmission Holdings, Inc. common stock.
• Following this transaction, Scroggins beneficially owns 79 derivative securities (Dividend Equivalent Rights).
• The transaction price for these DERs was $0, as they are accruals on existing equity awards.

Sentiment

Score: 6

Explanation: Slightly positive as it indicates an executive's continued equity interest in the company through routine compensation accruals, aligning their interests with shareholders.

Positives

• An executive increasing their beneficial ownership, even through accruals, can signal continued alignment with shareholder interests.
• The accrual of dividend equivalent rights on existing restricted stock units indicates the ongoing value generation from previously granted equity compensation.

Future Outlook

This Form 4 filing does not contain any forward-looking statements or guidance regarding the company's future performance or strategic direction.

Industry Context

This filing is a routine insider transaction report and does not provide information relevant to broader industry trends or competitive landscape analysis. It reflects an individual executive's equity compensation activity.

Related Party Transactions

• The acquisition of Dividend Equivalent Rights by Eric C. Scroggins, a VP and General Counsel, is a transaction between an executive and the company related to his compensation package.

Stakeholder Impact

• Shareholders: Minor positive impact as it shows an executive's continued equity interest, aligning their incentives with shareholder value creation.

Key Dates

Keywords

Allison Transmission, ALSN, Eric C. Scroggins, Insider Transaction, Form 4, Dividend Equivalent Rights, Restricted Stock Units, Equity Compensation