Form 4: Allison Transmission Holdings CEO David Graziosi Reports Stock Transactions

David Graziosi, Chair, President, and CEO of Allison Transmission Holdings, reports multiple transactions involving common stock and derivative securities, including the settlement of restricted stock units and dividend equivalent rights.

Summary

• On February 22 and 24, 2025, David S. Graziosi, Chair, President, and CEO of Allison Transmission Holdings Inc., engaged in multiple transactions involving the company's common stock.
• These transactions included the settlement of restricted stock units (RSUs) granted on February 22, 2024, February 22, 2023 and February 24, 2022, and dividend equivalent rights (DERs).
• The RSUs represent a contingent right to receive one share of Allison Transmission Holdings, Inc. (ALSN) common stock.
• The DERs accrued when dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate, with each DER being the economic equivalent of one share of ALSN common stock.
• Shares were also withheld by ALSN to satisfy tax withholding obligations on the vesting of RSUs and DERs.
• Following these transactions, Graziosi's direct ownership of common stock is 192,634 shares.

Sentiment

Score: 5

Explanation: The document is a standard regulatory filing detailing insider transactions, and carries a neutral sentiment.

Industry Context

This Form 4 filing is a routine disclosure of insider transactions, which are common for executives receiving stock-based compensation.

Stakeholder Impact

• The transactions may have a minor impact on shareholders due to the change in ownership, but are unlikely to be significant.

Key Dates