Form 4: Allison Transmission Executive Sells Shares Under 10b5-1 Trading Plan

John Coll, SVP at Allison Transmission, sold 1,788 shares of common stock at $95.33 per share on April 1, 2025, under a pre-arranged 10b5-1 trading plan.

Summary

• On April 1, 2025, John Coll, SVP of Global MSS at Allison Transmission Holdings Inc, sold 1,788 shares of common stock.
• The sale was executed at a price of $95.33 per share.
• This transaction was conducted under a Rule 10b5-1 trading plan adopted on November 26, 2024.
• Following the transaction, Mr. Coll directly owns 15,388 shares of Allison Transmission common stock.
• Mr. Coll also indirectly owns 8,906 shares through a trust dated May 2, 2005.

Sentiment

Score: 5

Explanation: The document is a routine regulatory filing related to an executive stock sale under a pre-arranged trading plan. It doesn't indicate any significant positive or negative sentiment.

Industry Context

Sales by executives are a normal part of corporate governance. The use of a 10b5-1 plan suggests the sale was pre-planned and not based on any inside information at the time of the transaction.

Comparison to Industry Standards

• Executive stock sales are common across publicly traded companies like Allison Transmission.
• Companies such as Dana Incorporated, Meritor (now Cummins), and BorgWarner also see regular Form 4 filings related to executive stock transactions.
• The use of 10b5-1 trading plans is a standard practice to avoid accusations of insider trading, aligning with practices at similar firms.

Stakeholder Impact

• The stock sale may have a minor impact on shareholders, but the use of a 10b5-1 plan mitigates concerns about insider trading.

Key Dates

Keywords

Allison Transmission, John Coll, stock sale, Form 4, 10b5-1 trading plan, insider trading