Form 4: Allison Transmission Director Barbour D. Scott Reports Changes in Beneficial Ownership

Director D. Scott Barbour reports acquisition and disposal of Allison Transmission Holdings Inc. stock and restricted stock units (RSUs) on May 7th and 8th, 2025.

Summary

• D. Scott Barbour, a director of Allison Transmission Holdings Inc., filed a Form 4 detailing changes in beneficial ownership.
• On May 7, 2025, Barbour acquired 122 shares of common stock as a quarterly payment of his annual retainer, valued at $97.23 per share.
• Also on May 7, 2025, 2,037 restricted stock units (RSUs) vested and were settled, along with 20 related dividend equivalents.
• On May 8, 2025, Barbour acquired 1,570 RSUs as his annual equity award, valued at $98.72 per share, which will vest on the date of the next annual meeting of stockholders.
• The director now beneficially owns 11,222 shares of common stock and 1,570 RSUs.

Sentiment

Score: 7

Explanation: The sentiment is neutral to slightly positive. The filing reflects standard director compensation practices and equity ownership, indicating alignment of interests. There are no apparent negative implications.

Positives

• The director's acquisition of shares reflects ongoing participation in the company's equity.

Future Outlook

The RSUs granted on May 8, 2025, will vest on the date of the next annual meeting of the stockholders of the Company.

Industry Context

This filing is a routine disclosure related to director compensation and equity ownership, common in publicly traded companies. It provides transparency to investors regarding the alignment of director interests with those of shareholders.

Comparison to Industry Standards

• Director compensation packages, including stock and RSU grants, are standard practice among publicly traded companies like Allison Transmission.
• Companies such as Dana Incorporated and Meritor, Inc. (now part of Cummins Inc.) also utilize similar equity-based compensation for their directors to incentivize performance and align interests with shareholders.
• The vesting schedules and terms of these grants are generally comparable across the industry, often tied to continued service and company performance.

Stakeholder Impact

• The filing provides transparency to shareholders regarding director compensation and equity ownership.
• The director's equity stake aligns his interests with those of shareholders.

Next Steps

• The newly granted RSUs will vest on the date of the next annual meeting of stockholders.

Key Dates

Keywords

Form 4, beneficial ownership, Allison Transmission, director compensation, restricted stock units, common stock, ALSN, Barbour