Form 4: Allison Transmission COO's Equity Transactions

Allison Transmission Holdings Inc. COO G. Frederick Bohley reported the settlement of restricted stock units and dividend equivalent rights, alongside shares withheld for tax obligations.

Summary

• G. Frederick Bohley, COO, President, and Business Unit Leader AT of Allison Transmission Holdings Inc. (ALSN), reported transactions on February 21 and February 22, 2026.
• On February 21, 2026, Bohley acquired 2,223 shares of common stock from the settlement of restricted stock units (RSUs) granted on February 21, 2024, and 50 shares from the settlement of dividend equivalent rights (DERs).
• On the same date, 960 shares were disposed of at $118.85 to cover tax withholding obligations related to the vesting of RSUs and DERs.
• On February 22, 2026, Bohley acquired 2,909 shares of common stock from the settlement of RSUs granted on February 22, 2023, and 119 shares from the settlement of DERs.
• Also on February 22, 2026, 1,294 shares were disposed of at $118.85 to satisfy tax withholding obligations for the vesting of RSUs and DERs.
• Following these transactions, Bohley directly beneficially owns 103,064 shares of common stock and indirectly owns 360 shares through a spouse.
• After these settlements, Bohley retains 2,223 Restricted Stock Units and 221 Dividend Equivalent Rights from the February 21, 2024 grant, and 102 Dividend Equivalent Rights from the February 22, 2023 grant as derivative securities.

Sentiment

Score: 5

Explanation: StockSavvy.ai views this as a neutral event, reflecting the routine vesting of executive equity compensation and the standard practice of selling shares to cover tax liabilities, rather than a discretionary buy or sell decision.

Positives

• The settlement of 5,132 Restricted Stock Units (2,223 + 2,909) and 169 Dividend Equivalent Rights (50 + 119) indicates the vesting of previously granted equity compensation, aligning management's interests with shareholders.
• The increase in direct beneficial ownership of common stock to 103,064 shares demonstrates continued executive stake in the company's performance.

Negatives

• Shares were disposed of to cover tax withholding obligations, which is a routine event but represents a reduction in direct shareholding from the gross vested amount.

Future Outlook

NA

Industry Context

StockSavvy.ai notes that Form 4 filings are standard disclosures for insider transactions, providing transparency into executive equity movements. These routine vesting and tax-related dispositions are common across industries for executives receiving equity compensation.

Stakeholder Impact

• Shareholders: Provides transparency into executive equity holdings and compensation structure.
• Employees: Reflects the standard operation of the company's equity compensation plans.

Key Dates

Recommendation

The filing details routine insider transactions related to equity compensation vesting and tax withholding. These are not discretionary open market purchases or sales that would typically signal a strong directional view on the stock. Therefore, a 'hold' recommendation is appropriate as this filing does not provide new fundamental information to alter an existing investment thesis.

Keywords

Allison Transmission Holdings Inc., ALSN, G. Frederick Bohley, COO, Insider Transaction, Form 4, Restricted Stock Units, Dividend Equivalent Rights, Equity Compensation, Share Ownership, Tax Withholding