Form 4: Allison Transmission COO Reports Equity Award Settlement and Tax Withholding

Allison Transmission Holdings Inc.'s Chief Operating Officer, G. Frederick Bohley, reported the acquisition of common stock through the settlement of restricted stock units and dividend equivalent rights, alongside shares withheld for tax obligations.

Summary

• G. Frederick Bohley, Chief Operating Officer of Allison Transmission Holdings Inc. (ALSN), reported transactions involving the company's common stock.
• On June 4, 2025, Mr. Bohley acquired 533 shares of common stock from the settlement of Restricted Stock Units (RSUs) and an additional 5 shares from the settlement of Dividend Equivalent Rights (DERs).
• Concurrently, 240 shares were disposed of to satisfy tax withholding obligations related to the vesting of these RSUs and DERs, at a price of $102.52 per share.
• Following these transactions, Mr. Bohley directly beneficially owns 96,074 shares of common stock and indirectly owns 360 shares through his spouse.
• The RSUs were originally granted on June 4, 2024, with each RSU representing a contingent right to receive one share of ALSN common stock.
• The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate, with each DER being the economic equivalent of one share of ALSN common stock.

Sentiment

Score: 5

Explanation: Neutral. This is a routine insider transaction filing (Form 4) reporting the settlement of equity awards and tax withholding, which is a normal part of executive compensation. It does not indicate positive or negative operational performance or significant strategic shifts.

Positives

• Management (COO) is acquiring shares through the settlement of equity awards, indicating continued equity ownership and alignment with shareholder interests.

Negatives

• Shares were withheld by the company to satisfy tax withholding obligations on the vesting of RSUs and DERs, which is a common practice but reduces the net shares acquired by the insider.

Future Outlook

This Form 4 filing is a report of past transactions and does not contain forward-looking statements or guidance regarding the company's future performance or outlook.

Management Comments

• The document is a standard SEC Form 4 filing and does not contain direct quotes or paraphrased statements from company management beyond the factual reporting of transactions.

Industry Context

This filing is a routine insider transaction report and does not provide broader industry context. It reflects an executive's compensation structure involving equity awards, which is common practice in many publicly traded companies across various sectors.

Comparison to Industry Standards

• As a standard insider transaction report (Form 4), this document does not provide information for comparison to industry-specific financial or operational benchmarks.
• The compensation structure involving Restricted Stock Units (RSUs) and Dividend Equivalent Rights (DERs) is a common practice across various industries for executive incentives, aligning management interests with shareholder value creation.

Stakeholder Impact

• Shareholders: The report indicates an executive's continued equity ownership, aligning management interests with shareholders, although a portion of shares were sold to cover tax obligations.

Key Dates

Keywords

Allison Transmission Holdings Inc., ALSN, Form 4, Insider Transaction, Restricted Stock Units, RSU, Dividend Equivalent Rights, DER, Executive Compensation, Stock Ownership