Form 4: Allison Transmission CLO's Stock Transactions

Allison Transmission Holdings Inc. CLO & Asst. Secretary Eric C. Scroggins reported the settlement of restricted stock units and dividend equivalent rights, resulting in a net change in his direct beneficial ownership.

Summary

• Eric C. Scroggins, CLO & Asst. Secretary of Allison Transmission Holdings Inc. (ALSN), reported transactions on February 19, 2026.
• The transactions involved the settlement of 416 restricted stock units (RSUs) into common stock.
• Additionally, 4 dividend equivalent rights (DERs) were settled into common stock.
• 147 shares of common stock were withheld by ALSN at a price of $117.78 per share to satisfy tax withholding obligations on the vesting of RSUs and DERs.
• Following these transactions, Scroggins directly beneficially owns 13,940 shares of common stock.
• He also beneficially owns 832 Restricted Stock Units and 75 Dividend Equivalent Rights.

Sentiment

Score: 6

Explanation: StockSavvy.ai views this as a neutral-to-slightly positive event, reflecting routine executive compensation vesting and a net increase in the executive's direct beneficial ownership, which aligns executive and shareholder interests.

Positives

• The settlement of 416 restricted stock units (RSUs) and 4 dividend equivalent rights (DERs) indicates successful vesting of equity compensation for a key executive.
• The executive's direct beneficial ownership of common stock increased by a net of 273 shares (416 + 4 147), aligning executive interests with shareholder value.

Negatives

• 147 shares were withheld by the company to satisfy tax obligations, reducing the net shares received by the executive.

Future Outlook

NA

Industry Context

StockSavvy.ai notes that insider transaction filings like Form 4 provide transparency into executive equity holdings and compensation, which is a standard practice across industries for publicly traded companies. This specific filing reflects routine equity compensation vesting.

Comparison to Industry Standards

• The settlement of restricted stock units and dividend equivalent rights is a common form of executive compensation, aligning executive interests with shareholder value, consistent with practices at peer companies such as PACCAR Inc. (PCAR) or Cummins Inc. (CMI).
• The withholding of shares for tax obligations is a standard procedure for equity compensation vesting across all publicly traded companies.

Stakeholder Impact

• Shareholders: Increased transparency regarding executive equity holdings and compensation. The executive's continued accumulation of shares aligns their interests with long-term shareholder value.

Key Dates

Recommendation

This Form 4 filing details routine executive equity compensation vesting and tax withholding, which is a standard operational event and does not provide new fundamental information to warrant a change in investment recommendation. It confirms an executive's continued stake in the company.

Keywords

Allison Transmission, ALSN, Form 4, insider transaction, equity compensation, restricted stock units, dividend equivalent rights, executive compensation