Form 4: Alliance Resource Partners LP: Executive Cary P. Marshall Reports Unit Transactions
SEC Form 4 Filing
Senior VP and CFO Cary P. Marshall reports acquisition and disposal of Alliance Resource Partners LP units related to restricted unit vesting and tax obligations.
Summary
- On February 10, 2025, Cary P. Marshall, Senior VP and CFO of Alliance Resource Partners LP (ARLP), reported transactions involving common units of the company.
- Marshall acquired 29,173 common units through the vesting of restricted units.
- Simultaneously, 13,132 common units were disposed of to cover tax liabilities associated with the vesting at a price of $27.28 per unit.
- Following these transactions, Marshall directly owns no common units, but indirectly owns 1,000,663 common units held by trust and 93,125 common units held by LLC.
Sentiment
Score: 5
Explanation: The document is a standard regulatory filing detailing transactions by an executive, with no inherent positive or negative sentiment.
Industry Context
Form 4 filings are a routine part of regulatory compliance for publicly traded companies, providing transparency into the transactions of company insiders.
Stakeholder Impact
- The transactions have a minimal direct impact on stakeholders, as they are related to executive compensation and tax obligations.
Key Dates
| Date | Description |
|---|---|
| 11/15/1998 | Date of Cary P. Marshall Revocable Trust DTD |
| 04/12/2013 | Date of power of attorney granted to Kenneth Hemm |
| 02/10/2025 | Date of earliest transaction: acquisition and disposal of common units |
| 02/12/2025 | Date of signature for the Form 4 filing |
Keywords
Alliance Resource Partners LP, ARLP, Cary P. Marshall, Form 4, Beneficial Ownership, Common Units, Restricted Units, Tax Liability, Insider Trading
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