Form 4: Alliance Entertainment Holding Corp: Executive Chairman Ogilvie Reports Transaction

Bruce A. Ogilvie Jr., Executive Chairman of Alliance Entertainment Holding Corp, reports a transaction involving warrants and indirect ownership of common stock.

Summary

• Bruce A. Ogilvie Jr., the Executive Chairman of Alliance Entertainment Holding Corp, filed a Form 4.
• The form details a transaction involving warrants and the reporting person's beneficial ownership of the company's securities.
• Ogilvie indirectly owns 15,285,975 shares of common stock through a trust and a corporation.
• He also indirectly owns 10,000 warrants through a trust, with an exercise price of $11.50, expiring on February 10, 2028.
• The transaction date for the warrant purchase was February 25, 2025.
• The warrants were purchased at a price of $0.1999.

Sentiment

Score: 5

Explanation: The document is a routine regulatory filing, so the sentiment is neutral.

Management Comments

• Mr. Ogilvie disclaims any individual ownership of such shares in the trust except for his pecuniary interest in the Trust.
• Mr. Ogilvie disclaims any individual ownership of such securities except for his pecuniary interest in the Trust.

Industry Context

Form 4 filings are standard practice for corporate insiders to report transactions in their company's securities, ensuring transparency and compliance with SEC regulations.

Stakeholder Impact

• The filing provides transparency to shareholders regarding insider transactions.

Key Dates