Form 4: Steven R. Mitchell Reports Changes in Beneficial Ownership of Alkami Technology, Inc. Stock

Director Steven R. Mitchell reports acquisition and disposal of Alkami Technology, Inc. common stock, including restricted stock units and shares held indirectly through ARG Private Equity II, LLC.

Summary

• Steven R. Mitchell, a director of Alkami Technology, Inc., filed a Form 4 detailing changes in his beneficial ownership of the company's stock.
• On May 14, 2025, Mitchell acquired 7,225 shares of common stock through restricted stock units (RSUs) at a price of $0.
• These RSUs vest on the earlier of the first anniversary of the grant date or immediately before the Annual Meeting following the grant date, each representing a contingent right to receive one share of common stock.
• Mitchell also disposed of an unspecified amount of common stock.
• Following these transactions, Mitchell directly owns 84,568 shares of common stock.
• Additionally, Mitchell may be deemed to have beneficial ownership of 2,521,611 shares held by ARG Private Equity II, LLC (APE II), where he serves as an advisor, but he disclaims beneficial ownership except to the extent of his pecuniary interest.
• Mitchell elected to defer receipt of shares under the terms of the 2021 Incentive Plan.

Sentiment

Score: 5

Explanation: The document is a standard regulatory filing, so the sentiment is neutral. It simply reports transactions.

Future Outlook

The vesting of the restricted stock units (RSUs) is contingent upon the earlier of the first anniversary of the grant date or immediately before the Annual Meeting following the grant date.

Industry Context

Form 4 filings are a standard part of regulatory compliance for corporate insiders, providing transparency into their transactions in company stock. This filing indicates the trading activity of a director in Alkami Technology, Inc.

Stakeholder Impact

• The filing provides transparency to shareholders regarding the transactions of a company director.

Key Dates

Keywords

Form 4, beneficial ownership, ALKAMI TECHNOLOGY, INC., ALKT, Steven R. Mitchell, ARG Private Equity II, restricted stock units, director, APE II