Form 4: Steven R. Mitchell Reports Changes in Beneficial Ownership of Alkami Technology, Inc. Shares

Director Steven R. Mitchell reports acquisition and disposal of Alkami Technology, Inc. shares, including deferred shares and indirect holdings through ARG Private Equity II, LLC.

Summary

• Steven R. Mitchell, a director of Alkami Technology, Inc., filed a Form 4 detailing changes in his beneficial ownership of the company's stock.
• On April 5, 2025, Mitchell acquired 325 shares of Common Stock, deferring receipt under the 2021 Incentive Award Plan.
• On the same day, Mitchell disposed of 77,343 shares of Common Stock.
• Mitchell also indirectly holds 2,521,611 shares through ARG Private Equity II, LLC (APE II), where he serves as an advisor.
• He disclaims beneficial ownership of these shares except to the extent of his pecuniary interest.
• Following these transactions, Mitchell directly owns 0 shares and indirectly owns 2,521,611 shares.

Sentiment

Score: 5

Explanation: The document is a routine regulatory filing detailing stock transactions by a company director. It doesn't inherently convey positive or negative sentiment.

Industry Context

Form 4 filings are standard practice for company insiders (directors, officers, and major shareholders) to report transactions in their company's stock, ensuring transparency and preventing insider trading.

Stakeholder Impact

• The filing provides transparency to shareholders regarding insider transactions.
• It helps maintain investor confidence by ensuring compliance with securities regulations.

Key Dates

Keywords

Form 4, beneficial ownership, ALKAMI TECHNOLOGY, INC., ALKT, Steven R. Mitchell, ARG Private Equity II, LLC, APE II, director, shares, stock, transaction