Form 4: Steven R. Mitchell Reports Changes in Beneficial Ownership of Alkami Technology, Inc. Shares

Director Steven R. Mitchell reports acquisition and indirect ownership of Alkami Technology, Inc. shares.

Summary

• On April 5, 2024, Steven R. Mitchell, a director of Alkami Technology, Inc., reported changes in his beneficial ownership of the company's common stock.
• He acquired 354 shares of common stock by electing to defer receipt of these shares under the terms of the 2021 Incentive Award Plan.
• Mitchell also indirectly owns 2,521,611 shares through ARG Private Equity II, LLC (APE II), where he serves as an advisor.
• He disclaims beneficial ownership of these shares except to the extent of his pecuniary interest.
• Following the reported transaction, Mitchell directly owns 69,363 shares of Alkami Technology, Inc.

Sentiment

Score: 6

Explanation: Neutral sentiment as it's a standard regulatory filing detailing changes in ownership. The acquisition of shares by a director is mildly positive, but the overall impact is likely minimal.

Positives

• The acquisition of shares by a director could be seen as a positive signal, indicating confidence in the company's future prospects.

Industry Context

This filing is a routine disclosure required by the SEC for insiders of publicly traded companies, providing transparency into their transactions and holdings.

Stakeholder Impact

• The change in beneficial ownership may have a minor impact on shareholders' perception of the company.

Key Dates