Form 4: S3 Ventures Reports Changes in Beneficial Ownership of Alkami Technology, Inc. Shares

Brian R. Smith, along with S3 Ventures entities, reports changes in beneficial ownership of Alkami Technology, Inc. shares, including a deferral of shares under the 2021 Incentive Award Plan.

Summary

• On July 5, 2024, Brian R. Smith deferred receipt of 586 shares of Alkami Technology, Inc. common stock under the 2021 Incentive Award Plan at a price of $0.
• Following this transaction, Mr. Smith directly owns 867,882 shares of common stock.
• S3 Ventures Fund III, L.P. indirectly holds 18,532,824 shares.
• S3 Ventures GPLP III, L.P. is the general partner of S3 Fund III.
• S3 Ventures III, L.L.C. is the General Partner of S3 GPLP III.
• Brian R. Smith is the Managing Director of S3 III LLC.
• S3 GPLP III, S3 III LLC, and Mr. Smith may be deemed to have beneficial ownership of the shares held by S3 Fund III but disclaim beneficial ownership except to the extent of their pecuniary interest.

Sentiment

Score: 5

Explanation: The document is a neutral regulatory filing, so the sentiment is neither positive nor negative.

Industry Context

This filing is a routine disclosure of changes in beneficial ownership by a director and significant shareholder of Alkami Technology, Inc., providing transparency to the market regarding insider transactions.

Stakeholder Impact

• Shareholders are informed about changes in ownership by significant shareholders.
• The filing provides transparency regarding insider transactions, which can influence investor confidence.

Key Dates