Form 4: Alexandria Real Estate EVP Reports Stock Transactions
Insider Transaction Report
Kristina Fukuzaki-Carlson, EVP of Business Operations at Alexandria Real Estate Equities, reported a forfeiture of restricted stock and shares withheld for tax obligations.
Summary
- Kristina Fukuzaki-Carlson, EVP Business Operations and Director at Alexandria Real Estate Equities, Inc. (ARE), reported two transactions on January 23, 2026.
- She forfeited 1,120 shares of common stock, which represented a portion of a previously reported restricted stock award.
- Additionally, 140 shares of common stock were withheld by the issuer at a price of $59.69 per share to satisfy tax obligations related to the vesting of restricted stock.
- Following these transactions, Fukuzaki-Carlson's direct beneficial ownership of common stock stands at 40,984 shares.
- The transactions were made pursuant to a Rule 10b5-1(c) plan.
Sentiment
Score: 5
Explanation: The filing reports routine insider transactions (forfeiture and tax withholding) which are expected events related to executive compensation and do not indicate a significant positive or negative shift in company performance or outlook.
Positives
- The transactions were conducted under a Rule 10b5-1(c) plan, indicating pre-planned equity management and enhanced transparency.
Negatives
- Kristina Fukuzaki-Carlson forfeited 1,120 shares of common stock, representing a reduction in her beneficial ownership.
Future Outlook
The filing does not contain any forward-looking statements or guidance.
Industry Context
This is a routine insider transaction report (Form 4) for an executive at a publicly traded real estate investment trust (REIT). Such filings are common and reflect standard executive compensation practices, including the vesting and forfeiture of restricted stock awards and associated tax obligations.
Corporate Governance
| Change Type | Description | Effective Date | Impact Assessment |
|---|---|---|---|
| Policy Adherence | The reported transactions were made pursuant to a Rule 10b5-1(c) plan, indicating adherence to pre-arranged trading plans designed to avoid accusations of insider trading. | 01/23/2026 | Enhances transparency and demonstrates a commitment to corporate governance best practices regarding insider stock transactions. |
Stakeholder Impact
- Shareholders: Minimal direct impact as these are routine executive compensation-related transactions and do not suggest a change in company fundamentals or strategy.
- Employees: No direct impact mentioned beyond the reporting person.
Key Dates
| Date | Description |
|---|---|
| 01/23/2026 | Date of reported transactions (forfeiture and tax withholding). |
| 01/24/2026 | Date the Form 4 was signed. |
Keywords
Alexandria Real Estate Equities, ARE, Form 4, Insider Transaction, Restricted Stock, Stock Forfeiture, Tax Withholding, Executive Compensation, Rule 10b5-1
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