Form 4: AIRI Director Peter Rettaliata Boosts Equity Holdings

Director Peter Rettaliata reported an acquisition of Restricted Stock Units and details on his existing stock options in AIR INDUSTRIES GROUP.

Summary

• Peter Rettaliata, a Director of AIR INDUSTRIES GROUP (AIRI), reported his beneficial ownership and recent equity transactions.
• He directly owns 27,152 shares of common stock.
• On February 12, 2026, Rettaliata acquired 12,159 Restricted Stock Units (RSUs) with a conversion price of $0.
• These RSUs vested upon grant and will be settled on the later of the first anniversary of the award date or a Change in Control, or by the eighteen-month anniversary if no Change in Control occurs.
• Rettaliata also holds various stock options, including 10,000 options with an exercise price of $3 expiring on November 30, 2030, which vest in tranches on December 31, 2025, February 28, 2026, and May 31, 2026.
• Other stock options held are exercisable in full, with exercise prices ranging from $3.43 to $23.8 and expiration dates between July 31, 2026, and August 31, 2029.

Sentiment

Score: 6

Explanation: StockSavvy.ai views this as a neutral to slightly positive event. It represents a routine compensation grant to a director, increasing their beneficial ownership and generally aligning their interests with the company's performance, without indicating any immediate operational or financial changes.

Positives

• The acquisition of 12,159 Restricted Stock Units increases the director's beneficial ownership in the company, aligning his interests with shareholders.

Future Outlook

The filing details future vesting schedules for stock options and settlement conditions for Restricted Stock Units, indicating future equity transfers to the director based on time and potential corporate events.

Industry Context

StockSavvy.ai notes that director equity grants, such as Restricted Stock Units and stock options, are a standard component of executive and director compensation packages across industries. These grants are designed to align the interests of company leadership with those of shareholders by tying compensation to the company's long-term performance and stock value.

Related Party Transactions

• The acquisition of 12,159 Restricted Stock Units and the holding of various stock options by Peter Rettaliata, a director, constitute compensation arrangements between the company and a related party.

Stakeholder Impact

• Shareholders may view the increased equity ownership by a director as a positive sign of aligned interests, potentially fostering confidence in management's commitment to long-term value creation.

Next Steps

• Settlement of 12,159 Restricted Stock Units on the later of the first anniversary of the award date (February 12, 2027) or a Change in Control, or by the eighteen-month anniversary (August 12, 2027) if no Change in Control occurs.
• Vesting of 5,000 stock options on December 31, 2025.
• Vesting of 2,500 stock options on February 28, 2026.
• Vesting of 2,500 stock options on May 31, 2026.

Key Dates

Recommendation

This Form 4 reports a routine equity grant to a director, which is not typically a catalyst for significant price movement. It reflects standard compensation practices and an alignment of interests, warranting a 'hold' recommendation based solely on this filing.

Keywords

AIR INDUSTRIES GROUP, AIRI, Form 4, Insider Transaction, Director, Equity Grant, Restricted Stock Units, Stock Options, Beneficial Ownership