Form 4: Taiwan Carbon Nano Technology Corp Restructures Ainos, Inc. Shareholdings via Exchange Agreement

Taiwan Carbon Nano Technology Corp, a 10% owner and director of Ainos, Inc., has reported a disposal of 29,476 shares of Ainos, Inc. common stock as part of a share exchange agreement with ASE Test, Inc.

Summary

• Taiwan Carbon Nano Technology Corp, identified as a Director and 10% Owner of Ainos, Inc. (AIMD), reported a transaction on June 23, 2025.
• The reporting person disposed of 29,476 shares of Ainos, Inc. common stock, $0.01 par value.
• This disposal was executed pursuant to a Share Exchange Agreement dated June 3, 2025, with ASE Test, Inc.
• In exchange for the disposed shares, Taiwan Carbon Nano Technology Corp received 5,687,109 ordinary shares of Ainos Inc., a Cayman Islands company, previously held by ASE Test, Inc.
• Following this transaction, Taiwan Carbon Nano Technology Corp beneficially owns 5,470,524 shares of Ainos, Inc. common stock.

Sentiment

Score: 5

Explanation: The sentiment is neutral. While there was a disposal of shares in the US-listed entity, it was part of a share exchange for shares in a related Cayman Islands entity of the same issuer, indicating a strategic restructuring rather than a negative divestment.

Positives

• The transaction represents a strategic restructuring of ownership rather than a simple divestment, as Taiwan Carbon Nano Technology Corp received shares in a related entity (Ainos Inc., Cayman Islands company) in exchange for the US-listed shares.
• Taiwan Carbon Nano Technology Corp maintains a significant beneficial ownership stake of 5,470,524 shares in Ainos, Inc. following the transaction, indicating continued commitment.

Negatives

• The direct beneficial ownership of Ainos, Inc. (US-listed entity) common stock by Taiwan Carbon Nano Technology Corp decreased by 29,476 shares.

Future Outlook

The document does not contain any forward-looking statements or guidance regarding future financial performance or strategic direction beyond the reported transaction.

Management Comments

• "Taiwan Carbon Nano Technology Corporation, the reporting person disposed 29,476 shares of common stock, $0.01 par value (the 'Common Stock'), of Ainos, Inc., a Texas corporation (the 'Issuer') pursuant to the Share Exchange Agreement that was made and entered into as of June 3, 2025 with ASE Test, Inc., in exchange for 5,687,109 ordinary shares of Ainos Inc., a Cayman Islands company, previously held by ASE Test, Inc."

Industry Context

This transaction represents an insider shareholding adjustment, common in situations involving corporate restructuring, strategic partnerships, or changes in the legal domicile of certain assets or entities within a corporate group. It reflects a specific internal corporate finance maneuver rather than a broad industry trend.

Stakeholder Impact

• Shareholders of Ainos, Inc. may observe a change in the direct beneficial ownership structure by a significant insider (10% owner and director), which could influence market perception of the stock.
• The transaction involves a shift in the form of ownership for Taiwan Carbon Nano Technology Corp, from direct shares in the US-listed entity to shares in a Cayman Islands entity of the same issuer, potentially impacting their exposure and governance rights.

Key Dates

Keywords

Ainos Inc., AIMD, Taiwan Carbon Nano Technology Corp, SEC Form 4, Insider Transaction, Share Exchange Agreement, Beneficial Ownership, Corporate Restructuring, ASE Test Inc.