SCHEDULE: Kay Yen Tan Discloses 5.98% Stake in Agroz Inc.

Kay Yen Tan has filed a Schedule 13D, reporting a 5.98% beneficial ownership stake in Agroz Inc. for investment purposes.

Summary

• Kay Yen Tan beneficially owns 1,296,302 Ordinary Shares of Agroz Inc., representing 5.98% of the class.
• The ownership percentage is based on 21,673,485 Ordinary Shares issued and outstanding as of October 1, 2025.
• Mr. Tan initially acquired 2,000,000 Ordinary Shares in exchange for 182,000 Ordinary Shares he held in Agroz Group Sdn. Bhd.
• Subsequently, Mr. Tan sold 703,698 Ordinary Shares for $1,511,094.
• The securities were acquired for investment purposes, and Mr. Tan intends to review his investments on a continuing basis.
• Mr. Tan may engage in discussions with Agroz Inc.'s management and Board of Directors regarding performance and strategic direction.

Sentiment

Score: 5

Explanation: The filing is a factual disclosure of beneficial ownership and an investor's intent, which is generally neutral. The sale of shares could be seen as slightly negative, but the overall 'investment purposes' statement balances it to a neutral stance.

Positives

• A significant individual investor, Kay Yen Tan, holds a 5.98% stake, indicating a notable investment interest.
• Mr. Tan's stated intent to engage in discussions with management and the Board could lead to constructive strategic input.

Negatives

• Kay Yen Tan sold 703,698 Ordinary Shares for $1,511,094, reducing his initial holding of 2,000,000 shares.

Risks

• The reporting person, Kay Yen Tan, may change his investment strategy, which could include further sales or acquisitions of shares, potentially impacting the stock price.
• While Mr. Tan intends to engage with management, there is no guarantee that such discussions will lead to favorable outcomes or strategic changes for Agroz Inc.

Future Outlook

Kay Yen Tan intends to review his investments in Agroz Inc. on a continuing basis and may engage in discussions with the Issuer's management and Board of Directors concerning performance and strategic direction.

Industry Context

This filing is a standard disclosure of beneficial ownership by a significant shareholder and does not provide specific industry-wide analysis or context. It reflects an individual investor's position within the company.

Legal Proceedings

• Kay Yen Tan has not been convicted in a criminal proceeding during the last five years.
• Kay Yen Tan has not been a party to any civil proceeding resulting in a judgment, decree, or final order related to federal or state securities laws during the last five years.

Related Party Transactions

• Kay Yen Tan initially acquired 2,000,000 Ordinary Shares of Agroz Inc. in exchange for 182,000 Ordinary Shares he held in Agroz Group Sdn. Bhd.

Stakeholder Impact

• Shareholders may note the significant stake held by Kay Yen Tan and his stated intent to engage with management, which could influence future company direction or share price.
• Management and the Board of Directors may anticipate potential discussions with Kay Yen Tan regarding company performance and strategic direction.

Next Steps

• Kay Yen Tan will continue to review his investment in Agroz Inc.
• Mr. Tan may engage in future discussions with Agroz Inc.'s management and Board of Directors.

Key Dates

Keywords

Agroz Inc., AGRZ, Schedule 13D, Beneficial Ownership, Kay Yen Tan, Investment, Nasdaq Capital Market, Ordinary Shares