Form 4: AGNC CEO Sells Shares for Tax Withholding

AGNC Investment Corp.'s CEO, Peter J. Federico, disposed of 89,873 shares of common stock to cover tax withholdings related to restricted stock unit vesting.

Summary

• Peter J. Federico, Director, President, CEO, and CIO of AGNC Investment Corp., reported a transaction on March 16, 2026.
• The transaction involved the disposition of 89,873 shares of AGNC common stock at a price of $10.33 per share.
• These shares were withheld to cover required tax withholdings upon the vesting of restricted stock unit awards.
• Following this transaction, Mr. Federico directly beneficially owns 2,111,756.869 shares of common stock.
• He also indirectly beneficially owns 1,900 shares through an IRA.
• The reported beneficial ownership includes 8,752 dividend equivalent restricted stock units received since the last Form 4 filing.

Sentiment

Score: 5

Explanation: StockSavvy.ai views this as a neutral event, as the transaction is a routine, non-discretionary disposition of shares for tax purposes related to equity compensation, rather than a voluntary sale.

Positives

• The disposition was non-discretionary, solely for tax withholding purposes upon RSU vesting, rather than a voluntary sale by the insider.
• Mr. Federico retains a substantial direct beneficial ownership of over 2.1 million shares, indicating continued alignment with shareholder interests.
• The inclusion of 8,752 dividend equivalent restricted stock units shows ongoing accumulation of equity through existing awards.

Negatives

• A reduction in the direct beneficial ownership of common stock by a key executive, even if for tax purposes.

Future Outlook

NA

Industry Context

StockSavvy.ai notes that transactions involving the withholding of shares for tax purposes upon the vesting of restricted stock units are a common and routine occurrence for executives receiving equity compensation. This type of transaction is generally not indicative of a change in management's outlook on the company's prospects or a discretionary sale.

Stakeholder Impact

• Minimal impact on shareholders as this is a routine, non-discretionary transaction for tax purposes related to executive compensation.
• No direct impact on employees, customers, suppliers, or creditors is indicated by this filing.

Key Dates

Keywords

AGNC Investment Corp., Peter Federico, Form 4, insider transaction, restricted stock units, tax withholding, common stock, corporate governance, CEO, Director